# THE CLIFTON GROUP INVESTMENT MANAGEMENT COMPANY

THE CLIFTON GROUP INVESTMENT MANAGEMENT COMPANY of MINNEAPOLIS, MN is an SEC-registered investment adviser.

## Registration

- CRD: 105370
- Type: SEC-registered investment adviser
- SEC file number: 801-8809
- Location: 3600 MINNESOTA DRIVE, SUITE 325, MINNEAPOLIS, MN, 55435
- Phone: \[612\] 870-8800
- Latest filing: 2013-01-18
- Regulatory AUM: $30.9B
- Discretionary AUM: $25.8B
- Non-discretionary AUM: $5.1B
- Clients: 45
- Accounts: 172

## Officers, owners & control persons (17)

| Name | Role | Location |
| --- | --- | --- |
| [POHLAD JOHN MICHAEL](https://search.stillhousedata.com/person/730411) | SHAREHOLDER | — |
| [POHLAD JAMES OROURKE](https://search.stillhousedata.com/person/735290) | SHAREHOLDER | — |
| [POHLAD ROBERT CARL](https://search.stillhousedata.com/person/735291) | SHAREHOLDER | — |
| [DOUGHERTY MICHAEL EMMETT](https://search.stillhousedata.com/person/737158) | CHAIR, DIRECTOR & MEMBER OF ULTIMATE PARENT; DIRECTOR; SHAREHOLDER | — |
| [ABOOD THOMAS JOSEPH](https://search.stillhousedata.com/person/737159) | EVP, SECRETARY, DIRECTOR; SECRETARY, DIRECTOR; SECRETARY, DIRECTOR, CHAIRMAN | — |
| [ZIERMANN PAMELA KAY REINITZ](https://search.stillhousedata.com/person/737160) | SR VICE PRESIDENT,COMPLIANCE AND HUMAN RESOURCES, CHIEF COMPLIANCE OFFICER; SR VICE PRESIDENT,COMPLIANCE, CHIEF COMPLIANCE OFFICER; VICE PRESIDENT,COMPLIANCE AND HUMAN RESOURCES OF ADMINISTRATOR (+1 more) | — |
| [JANOUSEK ROSEMARY](https://search.stillhousedata.com/person/738374) | PRESIDENT; PRINCIPAL; PRINCIPAL, DIRECTOR OF OPERATIONS (+2 more) | — |
| [BALLSRUD RICHARD EDWARD](https://search.stillhousedata.com/person/738375) | EXECUTIVE VICE PRESIDENT, DIRECTOR; PRINCIPAL, EXECUTIVE VICE PRESIDENT, DIRECTOR | — |
| [HANSEN JACK LEGARE](https://search.stillhousedata.com/person/738376) | EVP,CHIEF INVESTMENT OFFICER AND DIRECTOR; PRINCIPAL, EVP, CHIEF INVESTMENT OFFICER AND DIRECTOR | — |
| [LEE THOMAS BERNARD](https://search.stillhousedata.com/person/738377) | PORTFOLIO MANAGER; PRINCIPAL, SENIOR PORTFOLIO MANAGER; SENIOR PORTFOLIO MANAGER | — |
| [SANDBERG MICHELLE MARIE](https://search.stillhousedata.com/person/738378) | TREASURER, DIRECTOR | — |
| [KRAUT GERALD ANTHONY](https://search.stillhousedata.com/person/738379) | DIRECTOR; EVP, BOARD CHAIR, DIRECTOR; SHAREHOLDER | — |
| [LEE STEPHEN THOMAS](https://search.stillhousedata.com/person/743099) | PORTFOLIO MANAGER | — |
| [BALLSRUD JASON RICHARD](https://search.stillhousedata.com/person/752363) | EXECUTIVE VICE PRESIDENT, DIRECTOR | — |
| [DOUGHERTY KELLY ANNE](https://search.stillhousedata.com/person/766986) | SHAREHOLDER | — |
| [HANSEN JACK](https://search.stillhousedata.com/person/778331) | EVP,CHIEF INVESTMENT OFFICER AND DIRECTOR; EXECUTIVE VICE PRESIDENT, DIRECTOR | — |
| [CHAFFEE ORISON YOUNG](https://search.stillhousedata.com/person/787485) | MANAGING PRINCIPAL; MANAGING PRINCIPAL, PRESIDENT | — |


## Private funds (6)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| THE CLIFTON COMMODITIES FUND LP | Hedge Fund | — | 13 | $288.0M | $2.0M |
| CLIFTON GLOBAL BALANCED RISK FUND LTD | Hedge Fund | — | 1 | $50.0M | $10.0M |
| CLIFTON DEFENSIVE EQUITY FUND LLC | Hedge Fund | — | 4 | $39.5M | $5.0M |
| CLIFTON EQUAL SECTOR COMMODITY STRATEGY FUND LLC | Hedge Fund | — | 1 | $18.0M | $5.0M |
| CLIFTON U.S. INFLATION-LINKED BOND FUND LTD. | Hedge Fund | — | 1 | $18.0M | $10.0M |
| CLIFTON INTERNATIONAL INFLATION-LINKED BOND FUND LTD. | Hedge Fund | — | 1 | $14.0M | $12.0M |


## Fund service providers (1)

- administrator: NORTHERN TRUST GLOBAL FUND SERVICES CAYMAN LIMITED — 3 funds

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/105370/brochure
- Similar advisers: https://search.stillhousedata.com/firm/105370/similar
- Related entities: https://search.stillhousedata.com/firm/105370/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/105370

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.