# POLLOCK PLANNING ASSOCIATES, INC.

POLLOCK PLANNING ASSOCIATES, INC. is an SEC-registered investment adviser.

## Registration

- CRD: 105409
- Type: SEC-registered investment adviser
- SEC file number: 801-27115
- Phone: 856-266-2276
- Latest filing: 2026-02-13
- Regulatory AUM: $164.5M
- Discretionary AUM: $164.5M
- Clients: 1
- Accounts: 309

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Individuals, High net worth

## Officers, owners & control persons (4)

| Name | Role | Location |
| --- | --- | --- |
| Steven Leonard Pollock | PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| POLLOCK STEVEN LEONARD | PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| POLLOCK MILDRED W | SEC'Y/TREASURER; SEC'Y/TREASURER/CHIEF COMPLIANCE OFFICER | — |
| POLLOCK ALVIN | PRESIDENT | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/105409/brochure
- Similar advisers: https://search.stillhousedata.com/firm/105409/similar
- Related entities: https://search.stillhousedata.com/firm/105409/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/105409

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.