# CARROLL FINANCIAL ASSOCIATES INC

CARROLL FINANCIAL ASSOCIATES INC of CHARLOTTE, NC is an SEC-registered investment adviser.

## Registration

- CRD: 105427
- Type: SEC-registered investment adviser
- SEC file number: 801-15517
- Location: 4521 SHARON ROAD, SUITE 400, CHARLOTTE, NC, 28211
- Phone: 704-553-8006
- Latest filing: 2021-08-05
- Regulatory AUM: $4.1B
- Discretionary AUM: $3.9B
- Non-discretionary AUM: $169.8M
- Clients: 52
- Accounts: 9,318

## Officers, owners & control persons (4)

| Name | Role | Location |
| --- | --- | --- |
| CARROLL LARRY WAYNE | CHAIRMAN EMERITUS; CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER; CHIEF OPERATIONS OFFICER (+4 more) | — |
| GRAVES BENJAMIN KELLY | EXECUTIVE VICE PRESIDENT | — |
| PATTERSON JOHN ANDREW | EXECUTIVE VICE PRESIDENT | — |
| BROOKS CARL ALAN | EXECUTIVE VICE PRESIDENT | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/105427/brochure
- Similar advisers: https://search.stillhousedata.com/firm/105427/similar
- Related entities: https://search.stillhousedata.com/firm/105427/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/105427

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.