# SPERO-SMITH INVESTMENT ADVISERS, INC.

SPERO-SMITH INVESTMENT ADVISERS, INC. of CLEVELAND, OH is an SEC-registered investment adviser.

## Registration

- CRD: 105428
- Type: SEC-registered investment adviser
- SEC file number: 801-20893
- Location: 50 PUBLIC SQUARE, TERMINAL TOWER, SUITE 2700, CLEVELAND, OH, 44113
- Phone: 216-464-6266
- Latest filing: 2016-08-12
- Regulatory AUM: $810.1M
- Discretionary AUM: $794.1M
- Non-discretionary AUM: $16.0M
- Clients: 15
- Accounts: 1,640

## Officers, owners & control persons (12)

| Name | Role | Location |
| --- | --- | --- |
| Smith Lamont Charles | CHARIMAN AND CEO; PRESIDENT/CEO; PRESIDENT/CHIEF INVESTMENT OFFICER (+1 more) | DENVER, CO |
| FARKAS DENISE MARGOLIS | SR. VICE PRESIDENT AND DIRECTOR OF RESEARCH; SR. VICE PRESIDENT AND DIRECTOR OF RESEARCH; CHIEF COMPLIANCE OFFICER | — |
| MALBASA JEFFREY NEAL | DIRECTOR OF OPERATIONS; CHIEF COMPLIANCE OFFICER; PRESIDENT; PRESIDENT/CIO (+2 more) | — |
| SPERO KAREN WEAVER | CHAIRMAN/DIRECTOR; CHAIRMAN EMERITUS | — |
| WEYBRECHT JASON | VICE PRESIDENT | — |
| FARKAS ELIZABETH HERN | CHIEF COMPLIANCE OFFICER; DIRECTOR OF OPERATIONS | — |
| LORD MARY EMILY | CHIEF INVESTMENT OFFICER; DIRECTOR OF ECONOMIC & MARKET ANALYSIS / SENIOR VP | — |
| OLVER MATTHEW S | SENIOR VICE PRESIDENT | — |
| DOWNING KARA LYNN | CHIEF COMPLIANCE OFFICER | — |
| ABER ERICA MARIE | VICE-PRESIDENT | — |
| MALBASA STEPHEN ALLEN | DIRECTOR OF RETIREMENT PLAN SERVICES | — |
| DESHPANDE ANEET P | SENIOR VICE PRESIDENT AND DIRECTOR OF EQUITY RESEARCH | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/105428/brochure
- Similar advisers: https://search.stillhousedata.com/firm/105428/similar
- Related entities: https://search.stillhousedata.com/firm/105428/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/105428

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.