# ALPINE WEALTH ADVISORS, LLC

ALPINE WEALTH ADVISORS, LLC of DENVER, CO is an SEC-registered investment adviser.

## Registration

- CRD: 105433
- Type: SEC-registered investment adviser
- SEC file number: 801-130531
- Location: 260 NORTH JOSEPHINE STREET, SUITE 600, DENVER, CO, 80220
- Phone: 7203186634
- Latest filing: 2026-03-27
- Regulatory AUM: $115.7M
- Discretionary AUM: $115.7M
- Clients: 1
- Accounts: 240

## Business model

- Compensation: % of AUM
- Clients served: Individuals, High net worth

## Officers, owners & control persons (4)

| Name | Role | Location |
| --- | --- | --- |
| Blair Ellen Quinn | MANAGING MEMBER LLC / CCO | — |
| SWEET WILLIAM ELLERY | OWNER | — |
| JAMISON JAMES LEROY | CCO; CHIEF COMPLIANCE OFFICER | — |
| QUINN BLAIR ELLEN | MANAGING MEMBER LLC / CCO | — |


## Disclosures (4)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2023-02-13 | regulatory | FAILED TO MATERIALLY COMPLY WITH NOVEMBER 2021 ORDER NO. 2021-CDS-028. FAILED TO RETAIN A COMPLIANCE CONSULTANT, APPROVED BY THE DIVISION FOR A PERIOD OF TWO (2) YEARS TO ENSURE COMPLIANCE WITH A 2021 EXAM DEFICIENCY LETTER, FAILED TO TIMELY FILE AND UPDATE DISCLOSURE DOCUMENTS, AND FAILED TO REVIEW… | Final | — |
| 2021-11-01 | regulatory | FAILURE TO RENEW INVESTMENT ADVISER REPRESENTATIVE LICENSES; FAILURE TO MAINTAIN REQUIRED BOOKS AND RECORDS, FILE ANNUAL UPDATING AMENDMENTS AND TIMELY PROVIDE BOOKS AND RECORDS TO EXAMINATION STAFF. | Final | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/105433/brochure
- Similar advisers: https://search.stillhousedata.com/firm/105433/similar
- Related entities: https://search.stillhousedata.com/firm/105433/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/105433

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.