# PRINCIPAL FINANCIAL ADVISORS, INC.

PRINCIPAL FINANCIAL ADVISORS, INC. of DES MOINES, IA is an SEC-registered investment adviser.

## Registration

- CRD: 105594
- Type: SEC-registered investment adviser
- SEC file number: 801-30958
- Location: 801 GRAND AVENUE, DES MOINES, IA, 50309-0001
- Phone: 1-800-322-5547
- Latest filing: 2020-03-30
- Regulatory AUM: $9.0B
- Discretionary AUM: $9.0B
- Clients: 31
- Accounts: 299

## Officers, owners & control persons (29)

_Showing 25 of 29 people._

| Name | Role | Location |
| --- | --- | --- |
| BASSETT CRAIG L | TREASURER | — |
| ROUGHTON MICHAEL DENNIS | COUNSEL; SENIOR VICE PRESIDENT & SENIOR SECURITIES COUNSEL; VICE PRESIDENT & COUNSEL | — |
| HOFFMAN JOYCE NIXSON | CORPORATE SECRETARY; SENIOR VICE PRESIDENT & CORPORATE SECRETARY | — |
| EUCHER RALPH CRAIG | DIRECTOR | — |
| SHAFF KAREN ELIZABETH | EXECUTIVE VICE PRESIDENT & GENERAL COUNSEL; EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL & CORPORATE SECRETARY; EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL & SECRETARY (+1 more) | — |
| BROWN DAVID JAMES | DIRECTOR OF COMPLIANCE; VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | — |
| ZIMPLEMAN LARRY DONALD | CHAIRMAN; CHAIRMAN & PRESIDENT; DIRECTOR & PRESIDENT | — |
| DONOHUE ANDREW JOHN | CHIEF COMPLIANCE OFFICER | — |
| HOUSTON DANIEL JOSEPH | DIRECTOR | — |
| WELCH RANDY LYNN | PRESIDENT; PRESIDENT & CHAIRMAN; VICE PRESIDENT | — |
| FINNEGAN MICHAEL PATRICK | PRESIDENT; VICE PRESIDENT | — |
| STARK MARK ALAN | ASSISTANT DIRECTOR; VICE PRESIDENT | — |
| KIRCHNER PATRICK | COUNSEL | — |
| LAWLER JULIA MARIE | DIRECTOR | — |
| BUTTON TERESA MARIE | CONTROLLER | — |
| BROWN PAUL ALVIN | DIRECTOR | — |
| BOWMAN CHRISTOPHER JOSEPH | DIRECTOR | — |
| WELDON TRACI LEA | CHIEF COMPLIANCE OFFICER | — |
| EVERETT NORA MARY | CHAIRMAN; CHAIRMAN AND DIRECTOR | — |
| PREY RICHARD L | DIRECTOR | — |
| HOUSTON DANIEL JOSPEH | DIRECTOR | — |
| ELMING GREGORY BERNARD | CONTROLLER | — |
| BOLLIN TRACY WAYNE | CHIEF FINANCIAL OFFICER | — |
| TIBBETTS JONI LYNN | DIRECTOR | — |
| BURROWS GREG | DIRECTOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/105594/brochure
- Similar advisers: https://search.stillhousedata.com/firm/105594/similar
- Related entities: https://search.stillhousedata.com/firm/105594/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/105594

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.