# PGIM, INC.

PGIM, INC. of NEWARK, NJ is an SEC-registered investment adviser.

## Registration

- CRD: 105676
- Type: SEC-registered investment adviser
- SEC file number: 801-22808
- Location: 655 BROAD ST., NEWARK, NJ, 07102
- Phone: 973-367-6335
- Latest filing: 2026-04-28
- Regulatory AUM: $1.1T
- Discretionary AUM: $1.1T
- Non-discretionary AUM: $6.1B
- Clients: 1,990
- Accounts: 938

## Business model

- Compensation: % of AUM, Fixed, Performance, Other
- Clients served: Pooled vehicles, Charities, Corporations, Investment cos, Other

## Officers, owners & control persons (56)

_Showing 25 of 56 people._

| Name | Role | Location |
| --- | --- | --- |
| Catherine Marcus | CO-CHIEF EXECUTIVE OFFICER AND GLOBAL CHIEF OPERATING OFFICER, PGIM REAL ESTATE | Madison, NJ |
| Raimondo Amabile | CO-CHIEF EXECUTIVE OFFICER & GLOBAL CHIEF INVESTMENT OFFICER, PGIM REAL ESTATE | — |
| Jurgen Muhlhauser | DIRECTOR & CHIEF FINANCIAL OFFICER; DIRECTOR, VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | — |
| Mathew Robert Douglass | DIRECTOR; DIRECTOR AND SENIOR MANAGING DIRECTOR, PGIM PRIVATE CAPITAL | — |
| John Este Zoltan Vibert | DIRECTOR; DIRECTOR AND SENIOR MANAGING DIRECTOR, PGIM FIXED INCOME | — |
| John Martin Ewing | CHIEF COMPLIANCE OFFICER AND CHIEF LEGAL OFFICER; CHIEF COMPLIANCE OFFICER & CHIEF LEGAL OFFICER | — |
| Jacques Philippe Chappuis | DIRECTOR, PRESIDENT & CEO; DIRECTOR, PRESIDENT & CEO PGIM | — |
| David Alexander Hunt | CHAIRMAN; CHAIRMAN, DIRECTOR, PRESIDENT & CEO PGIM | — |
| Taimur Hyat | CHIEF OPERATING OFFICER, VICE PRESIDENT | — |
| HARRIS PATRICK | VP (FUNCTIONS AS CHIEF LEGAL OFFICER) | — |
| WEAVER ALLEN ARTHUR | DIRECTOR, SENIOR MANAGING DIRECTOR & VICE PRESIDENT; SENIOR MANAGING DIRECTOR & VICE PRESIDENT | — |
| AUGSBURGER LEE DUANE | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | — |
| SULLIVAN NEIL JOSEPH | DIRECTOR; DIRECTOR, SENIOR MANAGING DIRECTOR, VICE PRESIDENT; DIRECTOR & VICE PRESIDENT (+2 more) | — |
| BLOUNT SUSAN LOUISE | VP (FUNCTIONS AS CHIEF LEGAL OFFICER) | — |
| WINOGRAD BERNARD BRUCE | CHAIRMAN, DIRECTOR, PRESIDENT & CEO; DIRECTOR; DIRECTOR, PRESIDENT & CEO (+2 more) | — |
| KASS DENNIS MILES | DIRECTOR & VICE PRESIDENT | — |
| FIALCOWITZ MAUREEN BAKER | VICE PRESIDENT AND CHIEF LEGAL OFFICER, PGIM | — |
| HAYWARD SCOTT LOUIS | DIRECTOR, SENIOR MANAGING DIRECTOR & VICE PRESIDENT | — |
| STRANGFELD JOHN ROBERT | CHAIRMAN AND DIRECTOR | — |
| FRIEDMAN BETSY L | VICE PRESIDENT, OPERATIONS | — |
| CHANIN MATTHEW JERROLD | DIRECTOR & SENIOR VICE PRESIDENT | — |
| TANJI KENNETH YUTAKA | DIRECTOR & CONTROLLER; VP (FUNCTIONS AS CHIEF FINANCIAL OFFICER) | — |
| ADAMS LAURA S | CHIEF LEGAL OFFICER, VICE PRESIDENT | — |
| MCCARTHY JAMES WILLIAM | DIRECTOR, VICE PRESIDENT AND CONTROLLER | — |
| HUNT TIMOTHY DAVID | PRESIDENT & CEO PRUDENTIAL INVESTMENT MANAGEMENT | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/105676/brochure
- Similar advisers: https://search.stillhousedata.com/firm/105676/similar
- Related entities: https://search.stillhousedata.com/firm/105676/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/105676

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.