# TOCQUEVILLE ASSET MANAGEMENT LP

TOCQUEVILLE ASSET MANAGEMENT LP of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 105690
- Type: SEC-registered investment adviser
- SEC file number: 801-36209
- Location: 40 WEST 57TH STREET, 19TH FLOOR, NEW YORK, NY, 10019
- Phone: 212-698-0800
- Latest filing: 2026-03-31
- Regulatory AUM: $10.2B
- Discretionary AUM: $9.3B
- Non-discretionary AUM: $922.9M
- Clients: 73
- Accounts: 2,314

## Business model

- Compensation: % of AUM, Performance
- Clients served: Individuals, High net worth, Pooled vehicles, Charities, Investment cos

## Officers, owners & control persons (29)

_Showing 25 of 29 people._

| Name | Role | Location |
| --- | --- | --- |
| Robert William Kleinschmidt | CHAIRMAN OF GP; SHAREHOLDER | Minnetonka, MN |
| Alexander William Kleinschmidt | TRUSTEE | — |
| Paul J Kleinschmidt | CEO & PRESIDENT OF GP; TRUSTEE | — |
| Lara R. Kleinschmidt | TRUSTEE | — |
| Lara R Kleinschmidt | TRUSTEE | — |
| Kim A Kleinschmidt | TRUSTEE | — |
| Kim Alan Kleinschmidt | TRUSTEE | — |
| Kelsey Dubois Graham | CHIEF COMPLIANCE OFFICER | — |
| Scott Ira Schlesinger | CHIEF OPERATING OFFICER AND VICE PRESIDENT OF GP | — |
| Jeffrey Lance Zatkowsky | CHIEF FINANCIAL OFFICER | — |
| SICART FRANCOIS DANIEL | CEO, DIRECTOR & LIMITED PARTNER; CEO, DIRECTOR & STOCKHOLDER OF GP.; CHAIR & DIRECTOR (+2 more) | — |
| KLEINSCHMIDT ROBERT WILLIAM | CEO & CHAIRMAN OF GP; CHAIRMAN OF GP; PRESIDENT, CEO & DIRECTOR (+5 more) | — |
| CONREUR JEAN PIERRE AUGUSTIN | SHAREHOLDER OF GP; SHAREHOLDER OF GP. | — |
| BOSCO ELIZABETH FRANCES | COMPLIANCE OFFICER | — |
| COTTA ROGER CHARLES | CHIEF OPERATING OFFICER | — |
| PANDICK THOMAS O'DONNELL | CHIEF COMPLIANCE OFFICER | — |
| HUNT MARK EDWARD | LIMITED PARTNER; PARTNER | — |
| HATHAWAY JOHN CLEMENS | CHAIRMAN OF GP; LIMITED PARTNER; PARTNER (+1 more) | — |
| RANKIN PHILIP DREW | PARTNER | — |
| CASSIDY JOHN PATRICK | TREASURER | — |
| KRAMER ROBERT JOSEPH | CHIEF OPERATING OFFICER | — |
| BALK HELEN | CONTROLLER | — |
| KLEINSCHMIDT PAUL J | CEO & PRESIDENT OF GP; TRUSTEE; TRUSTEE, CEO AND PRESIDENT OF GP | — |
| KLEINSCHMIDT LARA R | TRUSTEE | — |
| KLEINSCHMIDT KIM A | TRUSTEE | — |


## Private funds (5)

Mix: Other Private Fund 1 · Hedge Fund 2 · Real Estate Fund 2

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| POPLAR FOREST FUND, L.P. | Other Private Fund | Delaware | 14 | $117.6M | $2.5M |
| TAUBENPOST CAPITAL L.P. | Hedge Fund | Delaware | 30 | $104.9M | $1.0M |
| JKM FUNDAMENTAL L.P. | Hedge Fund | Delaware | 11 | $7.7M | $100K |
| TOCQUEVILLE QUALIFIED OPPORTUNITY ZONE FUND 2021 LLC | Real Estate Fund | Delaware | 4 | $1.9M | $100K |
| TOCQUEVILLE QOF 2021-1 LLC | Real Estate Fund | Florida | 6 | $1.8M | $100K |


## Branch offices (1)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| VERO BEACH | FL | 6 | 2126980800 |


## Fund service providers (4)

- administrator: STONEGATE FUND ADMINISTRATION LLC — 2 funds
- administrator: NAV CONSULTING INC
- administrator: SS&C GLOBEOP
- administrator: STONEGATE FUND ADMINISTRATION, LLC

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/105690/brochure
- Similar advisers: https://search.stillhousedata.com/firm/105690/similar
- Related entities: https://search.stillhousedata.com/firm/105690/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/105690

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.