# NEWGATE CAPITAL MANAGEMENT LLC

NEWGATE CAPITAL MANAGEMENT LLC of GREENWICH, CT is an SEC-registered investment adviser.

## Registration

- CRD: 105728
- Type: SEC-registered investment adviser
- SEC file number: 801-17465
- Location: ONE SOUND SHORE DRIVE, GREENWICH, CT, 06830-7251
- Phone: 203-661-0700
- Latest filing: 2016-03-22
- Regulatory AUM: $140.0M
- Discretionary AUM: $140.0M
- Clients: 6
- Accounts: 500

## Officers, owners & control persons (16)

| Name | Role | Location |
| --- | --- | --- |
| [Peterson Eric](https://search.stillhousedata.com/person/255158) | INVESTMENT DIRECTOR; MEMBER; PARTNER | Alden, IA |
| [RYAN JOHN MICHAEL](https://search.stillhousedata.com/person/743073) | PARTNER | — |
| [ROSENBAUM SONIA GRACIELA](https://search.stillhousedata.com/person/754018) | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR, MEMBER; MANAGING PARTNER | — |
| [HIRSHMAN AVY ERIC](https://search.stillhousedata.com/person/754019) | MANAGING DIRECTOR; MANAGING DIRECTOR, MEMBER; MANAGING PARTNER (+1 more) | — |
| [TRAINOR JAMES ALAN](https://search.stillhousedata.com/person/754020) | MANAGING DIRECTOR; MANAGING DIRECTOR, MEMBER; MANAGING PARTNER (+1 more) | — |
| [TIMOLL JUDITH MARIA](https://search.stillhousedata.com/person/754021) | INVESTMENT DIRECTOR; MEMBER; PARTNER | — |
| [LOMBARDI MATTHEW THOMAS](https://search.stillhousedata.com/person/754022) | CHIEF COMPLIANCE OFFICER | — |
| [EDWARDS JOHN KEITH CHARLES](https://search.stillhousedata.com/person/754023) | INVESTMENT DIRECTOR; MEMBER; PARTNER | — |
| [EMELIANOVA LADA YURIEVNA](https://search.stillhousedata.com/person/754024) | MEMBER; PARTNER; PORTFOLIO MANAGER | — |
| [GILLESPIE PETER](https://search.stillhousedata.com/person/754025) | MEMBER; PARTNER | — |
| [MACFARLANE GREGORY ROBERT](https://search.stillhousedata.com/person/754026) | DIRECTOR OF TRADING; MEMBER; PARTNER | — |
| [TINEDO MARIA EUGENIA](https://search.stillhousedata.com/person/754027) | MEMBER; PORTFOLIO MANAGER | — |
| [RIVERA JOSEPH MANUEL](https://search.stillhousedata.com/person/770903) | DIRECTOR OF OPERATIONS | — |
| [LEE DAVID KON](https://search.stillhousedata.com/person/770904) | PORTFOLIO MANAGER | — |
| [ROSENBAUM SONIA](https://search.stillhousedata.com/person/778259) | MANAGING PARTNER | — |
| [TIMOLL JUDITH](https://search.stillhousedata.com/person/778260) | PARTNER | — |


## Private funds (1)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| NEWGATE INVESTMENT TRUST - EMERGING MARKETS INVESTMENT FUND | Other Private Fund | — | 3 | $3.0M | $1.0M |


## Fund service providers (1)

- administrator: KAUFMAN ROSSIN FUND SERVICES

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/105728/brochure
- Similar advisers: https://search.stillhousedata.com/firm/105728/similar
- Related entities: https://search.stillhousedata.com/firm/105728/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/105728

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.