# RUSSELL INVESTMENT MANAGEMENT, LLC

RUSSELL INVESTMENT MANAGEMENT, LLC of SEATTLE, WA is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 105734
- Type: SEC-registered investment adviser
- SEC file number: 801-17141
- Location: 401 UNION STREET, 18TH FLOOR, SEATTLE, WA, 98101
- Phone: 206-505-7877
- Latest filing: 2026-04-01
- Regulatory AUM: $68.6B
- Discretionary AUM: $68.4B
- Non-discretionary AUM: $227.1M
- Clients: 569
- Accounts: 6,599

## Business model

- Compensation: % of AUM, Fixed, Performance, Other
- Clients served: Pooled vehicles, Charities, Investment cos

## Officers, owners & control persons (58)

_Showing 25 of 58 people._

| Name | Role | Location |
| --- | --- | --- |
| Katherine Anne El-Hillow | DIRECTOR; PRESIDENT; CHIEF INVESTMENT OFFICER | — |
| Howard Brian Surloff | DIRECTOR | — |
| Amy Elizabeth Curran | CHIEF COMPLIANCE OFFICER | — |
| Scott Spencer Bowen | CHIEF FINANCIAL OFFICER | — |
| Mark David Paltrowitz | CHIEF RISK OFFICER | — |
| Vernon Richard Barback | DIRECTOR | — |
| Peter Mortensen | CHIEF RISK OFFICER | — |
| SWANSON MARC EDWARD | DIRECTOR | — |
| SMIRL RICHARD WILLIAM | DIRECTOR | — |
| STRONG HAROLD FREDERICK | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER, TREASURER; CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER | — |
| PHILLIPS MICHAEL JOHN | CHIEF EXECUTIVE OFFICER AND CHAIRMAN OF THE BOARD, FRANK RUSSELL COMPANY | — |
| UELAND P CRAIG | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER OF FRANK RUSSELL COMPANY; PRESIDENT, CHIEF EXECUTIVE OFFICER OF FRANK RUSSELL COMPANY (+1 more) | — |
| EGE KARL JOHN | GENERAL COUNSEL, SECRETARY | — |
| GRISWOLD JOHN DAVID | ASSISTANT SECRETARY; ASSISTANT SECRETARY, ASSOCIATE GENERAL COUNSEL, DIRECTOR - GLOBAL REGULATORY POLICY; ASSISTANT SECRETARY, DIRECTOR - GLOBAL REGULATORY POLICY | — |
| HANLY THOMAS FRANK | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER, TREASURER; DIRECTOR (+2 more) | — |
| WALKEY DEEDRA S | ASSISTANT SECRETARY AND CHIEF LEGAL OFFICER; CHIEF LEGAL OFFICER; U.S. GENERAL COUNSEL AND ASSISTANT SECRETARY | — |
| MOSS MATTHEW CHARLES | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER AND DIRECTOR | — |
| ROHRBACHER BRUCE JAMES | CHIEF COMPLIANCE OFFICER; DIRECTOR OF COMPLIANCE & INTERNAL AUDIT, CHIEF COMPLIANCE OFFICER | — |
| GAERTTNER KRISTIN LOUISE | CHIEF COMPLIANCE OFFICER | — |
| RYAN FRANCIS SEAN | CHIEF FINANCIAL OFFICER | — |
| BRENNAN PATRICK | PRESIDENT, CEO, DIRECTOR; PRESIDENT, DIRECTOR | — |
| CURRAN AMY E | US ADVISER CHIEF COMPLIANCE OFFICER | — |
| STARK GREG J | CHAIRMAN OF BOARD, PRESIDENT, CHIEF EXECUTIVE OFFICER; CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER; CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER AND CO-MANAGING DIRECTOR, AMERICAS (+2 more) | — |
| LYONS GREGORY JOHN | DIRECTOR AND SECRETARY; DIRECTOR, ASSISTANT SECRETARY, ASSOCIATE GENERAL COUNSEL; DIRECTOR, SECRETARY AND ASSOCIATE GENERAL COUNSEL (+2 more) | — |
| WICHERS CHERYL BETH | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (6)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2017-05-12 | regulatory | VIOLATION OF THE SHORT SALE RESTRICTION PROVISIONS IN THE FINANCIAL INVESTMENT SERVICES AND CAPITAL MARKETS ACT. | Final | $13K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/105734/brochure
- Similar advisers: https://search.stillhousedata.com/firm/105734/similar
- Related entities: https://search.stillhousedata.com/firm/105734/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/105734

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.