# SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC

SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 105820
- Type: SEC-registered investment adviser
- SEC file number: 801-15834
- Location: 7 BRYANT PARK, 19TH FLOOR, NEW YORK, NY, 10018
- Phone: 212-641-3800
- Latest filing: 2026-03-30
- Regulatory AUM: $150.4B
- Discretionary AUM: $148.9B
- Non-discretionary AUM: $1.5B
- Clients: 254
- Accounts: 426

## Business model

- Compensation: % of AUM, Performance
- Clients served: High net worth, Pooled vehicles, Investment cos

## Officers, owners & control persons (78)

_Showing 25 of 78 people._

| Name | Role | Location |
| --- | --- | --- |
| Scott McKay | DIRECTOR | NEW YORK, NY |
| Shanak Patnaik | CHIEF COMPLIANCE OFFICER | New York, NY |
| Lisa Marie Hornby | DIRECTOR | — |
| Ryan Chelf | GENERAL COUNSEL, AMERICAS | — |
| James Priestman | DIRECTOR | — |
| Thomas John Darnowski | CHIEF EXECUTIVE OFFICER, CHAIR AND DIRECTOR | — |
| BROWN KEITH ALAN | DIRECTOR; DIRECTOR, GROUP CHIEF INVESTMENT OFFICER; DIRECTOR, HEAD OF INVESTMENT | — |
| MANNING BARBARA BROOKE | SENIOR VICE PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER | — |
| BARKER ANDREW R | DIRECTOR, SENIOR VICE PRESIDENT | — |
| BOTTCHER STEFAN | DIRECTOR | — |
| FASCIANO CHRISTOPHER JOHN | DIRECTOR, SENIOR VICE PRESIDENT | — |
| MAYER MARC ORLANS | DIRECTOR | — |
| PETTEE TIMOTHY PLATT | EXECUTIVE VICE PRESIDENT, DIRECTOR | — |
| FOSTER CHARLES EDWARD | EXECUTIVE VICE PRESIDENT, DIRECTOR | — |
| COLLINS JOHN PATRICK | DIRECTOR, HEAD OF FINANCE | — |
| DASHER KARL FRANKLIN | CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR | — |
| GOODCHILD ROGER DUNCAN | DIRECTOR, CHIEF FINANCIAL OFFICER; DIRECTOR/CONTROLLER; VICE PRESIDENT/CONTROLLER | — |
| HEMENETZ MARK ANTHONY | DIRECTOR, CHIEF OPERATING OFFICER | — |
| MUHLBAUM CARIN FANNY | EXECUTIVE VICE PRESIDENT & GENERAL COUNSEL; EXECUTIVE VICE PRESIDENT & GENERAL COUNSEL, CHIEF ADMINISTRATIVE OFFICER; GENERAL COUNSEL, AMERICAS (+1 more) | — |
| MAISONNEUVE VIRGINIE | DIRECTOR; DIRECTOR, HEAD OF EAFE; DIRECTOR, HEAD OF GLOBAL AND INTERNATIONAL EQUITIES | — |
| DETORE STEPHEN M | CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT; CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT, DIRECTOR; DIRECTOR, CHIEF COMPLIANCE OFFICER | — |
| DORRIEN-SMITH JAMIE | CHIEF EXECUTIVE OFFICER; DIRECTOR, CHIEF EXECUTIVE OFFICER, CHAIRMAN | — |
| MUHLBAUM CARIN | FIRST VICE PRESIDENT, GENERAL COUNSEL & SECRETARY; SENIOR VICE PRESIDENT & GENERAL COUNSEL; SENIOR VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | — |
| FOULKES RICHARD RALSTON | DEPUTY CHAIRMAN, DIRECTOR; DEPUTY/CHAIRMAN, DIRECTOR | — |
| HEMENETZ MARK A | EXECUTIVE VICE PRESIDENT, DIRECTOR & CHIEF OPERATING OFFICER | — |


## Private funds (17)

Mix: Securitized Asset Fund 12 · Other Private Fund 5

_Showing 15 of 17 funds by gross asset value._

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| SCHRODER EMERGING MARKETS FUND | Other Private Fund | Delaware | 11 | $1.4B | $10.0M |
| SCHRODERS CAPITAL SECURITIZED HI-GRADE FLEXIBLE TOTAL RETURN, L.P. | Securitized Asset Fund | Delaware | 4 | $1.4B | $10.0M |
| SCHRODER DIVERSIFIED GROWTH PORTFOLIO LP | Other Private Fund | Delaware | 11 | $806.1M | $10.0M |
| SCHRODER TAFT-HARTLEY INCOME REIT, LLC | Securitized Asset Fund | Delaware | 29 | $597.4M | $10.0M |
| SCHRODER TAFT-HARTLEY INCOME (CAYMAN), L.P. | Securitized Asset Fund | Cayman Islands | 29 | $597.4M | $10.0M |
| SCHRODER FLEXIBLE SECURED INCOME MASTER A, L.P. | Securitized Asset Fund | Delaware | 4 | $500.0M | $5.0M |
| SCHRODER FLEXIBLE SECURED INCOME MASTER B, L.P. | Securitized Asset Fund | Delaware | 4 | $500.0M | $5.0M |
| SCHRODER FOCUS II MASTER B, L.P. | Securitized Asset Fund | Delaware | 45 | $441.7M | $5.0M |
| SCHRODER FOCUS II MASTER A, L.P. | Securitized Asset Fund | Delaware | 45 | $441.7M | $5.0M |
| SCHRODERS CAPITAL PILLARS FUND, L.P. | Securitized Asset Fund | Delaware | 3 | $372.3M | $20.0M |
| SCHRODERS CAPITAL FOCUS III INVESTMENT A, L.P. | Securitized Asset Fund | Delaware | 27 | $349.5M | $5.0M |
| SCHRODERS CAPITAL FOCUS III INVESTMENT B, L.P. | Securitized Asset Fund | Delaware | 27 | $349.5M | $5.0M |
| SCHRODERS CAPITAL FOCUS III INVESTMENT C, L.P. | Securitized Asset Fund | Delaware | 27 | $349.5M | $5.0M |
| SCHRODER EMERGING MARKETS EQUITY ALPHA FUND | Other Private Fund | Delaware | 3 | $205.3M | $1.0M |
| SCHRODER INTERNATIONAL ALPHA PORTFOLIO | Other Private Fund | Delaware | 3 | $147.4M | $10.0M |


## Branch offices (6)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| MIAMI | FL | 4 | 2126413800 |
| MIAMI | FL | 4 | 2126413800 |
| NEWPORT BEACH | CA | 2 | 2126413800 |
| NEWPORT BEACH | CA | 2 | 2126413800 |
| — | — | 1 | 1-212-641-3800 |
| — | — | 1 | 1-212-641-3800 |


## Fund service providers (3)

- administrator: SEI GLOBAL SERVICES, INC. — 15 funds
- administrator: JP MORGAN CHASE BANK
- administrator: SEI GLOBAL SERVICES INC.

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/105820/brochure
- Similar advisers: https://search.stillhousedata.com/firm/105820/similar
- Related entities: https://search.stillhousedata.com/firm/105820/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/105820

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.