# NEW ENGLAND ASSET MANAGEMENT, INC.

NEW ENGLAND ASSET MANAGEMENT, INC. of FARMINGTON, CT is an SEC-registered investment adviser.

## Registration

- CRD: 105900
- Type: SEC-registered investment adviser
- SEC file number: 801-22445
- Location: 74 BATTERSON PARK RD., POND VIEW CORPORATE CENTER, FARMINGTON, CT, 06032
- Phone: 860-676-8722
- Latest filing: 2026-03-31
- Regulatory AUM: $111.7B
- Discretionary AUM: $87.3B
- Non-discretionary AUM: $24.4B
- Clients: 122
- Accounts: 1,001

## Business model

- Compensation: % of AUM, Fixed
- Clients served: High net worth, Pooled vehicles, Corporations, Investment cos

## Officers, owners & control persons (23)

| Name | Role | Location |
| --- | --- | --- |
| Laurence Cabot Stein | SECRETARY, LEGAL COUNSEL / DIRECTOR | — |
| William Eugene Rotatori | CEO / CHAIRMAN | — |
| William David Wilcox | CHIEF COMPLIANCE OFFICER | — |
| Jennifer O Quisenberry | CHIEF INVESTMENT OFFICER | — |
| MURPHY NOEL EDWARD | SECRETARY | — |
| LYNCH RYAN THOMAS | CEO  &(08/1984-05/2014) CHAIRMAN; CEO  &(08/1984-05/2014) CHAIRMAN (08/1984); CEO  &(08/1984-05/2014) CHAIRMAN (08/1984-12/2014) NON-EXECUTIVE CHAIRMAN (01/2015) (+3 more) | — |
| SHANE DANIEL CHRISTOPHER | VICE PRESIDENT/DIRECTOR | — |
| MORAIS KAREN JOY | CHEIF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER (10/04)/ASSISTANT SECRETARY (09/10) (+2 more) | — |
| BELLO CHRISTOPHER ROBERT | ASSISTANT SECRETARY; SECRETARY | — |
| OPRIA RYAN MICHAEL | SECRETARY | — |
| GILBERT JOHN ROSS | CHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER (07/01)/ DIRECTOR (04/09) | — |
| SHANE DANIEL | VICE PRESIDENT/DIRECTOR | — |
| OPRIA RYAN M | ASSISTANT SECRETARY | — |
| WILCOX WILLIAM DAVID | CHIEF COMPLIANCE OFFICER | — |
| STEIN LAURENCE CABOT | SECRETARY; SECRETARY (09/07)/DIRECTOR (04/08); SECRETARY, LEGAL COUNSEL (09/2007)/DIRECTOR (04/2008) (+2 more) | — |
| ROTATORI WILLIAM EUGENE | CEO / CHAIRMAN; PRESIDENT; PRESIDENT (05/2010-05/2014) CEO, DIRECTOR (05/2014) (+1 more) | — |
| MONRAD ELIZABETH ABB | TREASURER | — |
| MCCARTY RICHARD GERARD | ASSISTANT SECRETARY | — |
| BHASKER RAJASHREE | TREASURER/SECOND VP | — |
| HOWSON-RADTKE JENNIFER FARNHAM | FINANCE DEPT. MANAGER; FINANCIAL DEPT. MANAGER (7/2002) FINANCIAL REPORTING MANAGER (8/2013) | — |
| CLARK CALVIN | PRESIDENT /  DIRECTOR; PRESIDENT, DIRECTOR (05/2014); PRESIDENT, DIRECTOR (05/2014), CHIEF INVESTMENT OFFICER (07/2014) (+1 more) | — |
| DELUCIA VINCENT J | CHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER (6/2015) | — |
| QUISENBERRY JENNIFER O | CHIEF INVESTMENT OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/105900/brochure
- Similar advisers: https://search.stillhousedata.com/firm/105900/similar
- Related entities: https://search.stillhousedata.com/firm/105900/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/105900

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.