# KLINGENSTEIN, FIELDS & CO., L.P.

KLINGENSTEIN, FIELDS & CO., L.P. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 105907
- Type: SEC-registered investment adviser
- SEC file number: 801-33347
- Location: 125 PARK AVENUE, SUITE 320, NEW YORK, NY, 10017-5529
- Phone: 212-492-7000
- Latest filing: 2026-07-28
- Regulatory AUM: $4.7B
- Discretionary AUM: $4.0B
- Non-discretionary AUM: $731.8M
- Clients: 39
- Accounts: 1,309

## Business model

- Compensation: % of AUM, Fixed, Performance
- Clients served: Individuals, High net worth, Pooled vehicles, Charities, Investment cos

## Officers, owners & control persons (35)

_Showing 25 of 35 people._

| Name | Role | Location |
| --- | --- | --- |
| Jonathan Roberts | LIMITED PARTNER | San Francisco, CA |
| Fields James | LIMITED PARTNER, CO-CHIEF EXECUTIVE OFFICER, PRESIDENT; LIMITED PARTNER, PRESIDENT; MEMBER, PRESIDENT (+3 more) | New York, NY |
| Kenneth Harvey Fields | LIMITED PARTNER, EXECUTIVE CHAIRMAN; TRUSTEE FOR THE JOSEPH KLINGENSTEIN TRUST #2 DATED 7/25/74 FBO FREDERIC K A. KLINGENSTEIN AND HIS ISSUE, FAK, KHF & KDP TRUSTEES | — |
| Susan H Curry | LIMITED PARTNER AND CHIEF OPERATING OFFICER | — |
| Kenneth David Pollinger | LIMITED PARTNER, CHAIRMAN, CO-CHIEF EXECUTIVE OFFICER; TRUSTEE FOR THE JOSEPH KLINGENSTEIN TRUST #2 DATED 7/25/74 FBO FREDERIC K A. KLINGENSTEIN AND HIS ISSUE, FAK, KHF & KDP TRUSTEES | — |
| James Wagner Fields | LIMITED PARTNER, CO-CHIEF EXECUTIVE OFFICER, PRESIDENT | — |
| Maria Chambers | CHIEF COMPLIANCE OFFICER | New York, NY |
| Yuh-Yng Lee | LIMITED PARTNER AND CHIEF FINANCIAL OFFICER | — |
| Laurence Ernest Ach | LIMITED PARTNER | — |
| GOULD JAMES GEORGE | MEMBER, VICE CHAIRMAN | — |
| KLINGENSTEIN FREDERICK | MEMBER, CHAIRMAN; MEMBER, CHAIRMAN EMERITUS | — |
| FIELDS KENNETH | LIMITED PARTNER, CO-CHAIRMAN; LIMITED PARTNER, EXECUTIVE CHAIRMAN; MEMBER, CO-CHAIRMAN (+1 more) | — |
| KLINGENSTEIN JOHN | MEMBER | — |
| FURTH JOHN | MEMBER, VICE CHAIRMAN | — |
| SHAPIRO ROBERT | MEMBER, VICE CHAIRMAN | — |
| CURRY SUSAN | LIMITED PARTNER AND CHIEF OPERATING OFFICER; LIMITED PARTNER, SR. VICE PRESIDENT, COO; MEMBER, SR. VICE PRESIDENT (+1 more) | — |
| MACCALLUM IAN | MEMBER, SR. VICE PRESIDENT | — |
| POLLINGER KENNETH | LIMITED PARTNER, CO-CHAIRMAN, CEO; MEMBER, CO-CHAIRMAN, CEO; MEMBER, VICE CHAIRMAN, CEO | — |
| ROBERTS JONATHAN | LIMITED PARTNER; LIMITED PARTNER, SR. VICE PRESIDENT; MEMBER, SR. VICE PRESIDENT (+2 more) | — |
| JONES COLLEEN MARIE | MEMBER, SR. VICE PRESIDENT | — |
| KLINGENSTEIN FREDERICK ADLER | MEMBER, CHAIRMAN | — |
| FIELDS KENNETH HARVEY | LIMITED PARTNER, EXECUTIVE CHAIRMAN; MEMBER, PRESIDENT; TRUSTEE FOR THE JOSEPH KLINGENSTEIN TRUST #2 DATED 7/25/74 FBO FREDERIC K A. KLINGENSTEIN AND HIS ISSUE, FAK, KHF & KDP TRUSTEES | — |
| FURTH JOHN LEWIS | MEMBER, VICE CHAIRMAN | — |
| GOULD GEORGE DANA | MEMBER, VICE CHAIRMAN | — |
| SHAPIRO ROBERT FRANK | MEMBER, VICE CHAIRMAN | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/105907/brochure
- Similar advisers: https://search.stillhousedata.com/firm/105907/similar
- Related entities: https://search.stillhousedata.com/firm/105907/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/105907

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.