# LEE FINANCIAL COMPANY, LLC

LEE FINANCIAL COMPANY, LLC of DALLAS, TX is an SEC-registered investment adviser.

## Registration

- CRD: 105910
- Type: SEC-registered investment adviser
- SEC file number: 801-10722
- Location: 8350 N. CENTRAL EXPRESSWAY, SUITE 1800, DALLAS, TX, 75206
- Phone: 972-960-1001
- Latest filing: 2026-07-31
- Regulatory AUM: $1.7B
- Discretionary AUM: $1.7B
- Non-discretionary AUM: $30.5M
- Clients: 39
- Accounts: 1,745

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Charities, Investment cos

## Officers, owners & control persons (28)

_Showing 25 of 28 people._

| Name | Role | Location |
| --- | --- | --- |
| Patricia Gamez Stoll | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER / OWNER | Dallas, TX |
| Richard Rochester Lee | CHAIRMAN, CEO & FOUNDER | — |
| Christina Susanne Williams | PRESIDENT; PRESIDENT / OWNER | — |
| William Albert Luckey | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER / OWNER | — |
| Daniel Scott Peters | SENIOR PORTFOLIO MANAGER / OWNER | — |
| Danny Ray Boyce | SENIOR PORTFOLIO MANAGER / OWNER | — |
| Nicholas Shawn Gibson | SENIOR FINANCIAL PLANNER / OWNER | — |
| Benjamin Scott Shae | DIRECTOR OF OPERATIONS AND CLIENT SERVICES / OWNER | — |
| Jaime Nichole Boyles | DIRECTOR OF FINANCIAL PLANNING / OWNER | — |
| QUINN MARY TERESA | SHAREHOLDER/CONSULTANT; VICE PRESIDENT/SECRETARY; VICE PRESIDENT/TREASURER (+3 more) | — |
| PINGENOT DANA LYNN | PRESIDENT/SECRETARY/CAPITAL STRATEGIST; PRESIDENT/SECRETARY/SENIOR FINANCIAL PLANNER; SHAREHOLDER (+2 more) | — |
| LEE RICHARD ROCHESTER | CEO/FOUNDER/ADVISOR; CEO/FOUNDER/INVESTMENT STRATEGIST; CHAIRMAN, CEO & FOUNDER (+2 more) | — |
| RODRIGUEZ EDUARDO | SHAREHOLDER; SHAREHOLDER/CAPITAL STRATEGIST; SHAREHOLDER/SENIOR FINANCIAL PLANNER | — |
| OGDEN SHIRLEY ANN | INVESTMENT STRATEGIST; INVESTMENT STRATEGIST/SHAREHOLDER; SHAREHOLDER/INVESTMENT ANALYST | — |
| BOYCE DANNY RAY | INVESTMENT STRATEGIST; INVESTMENT STRATEGIST/SHAREHOLDER; SENIOR PORTFOLIO MANAGER / OWNER (+1 more) | — |
| RODRIGUEZ EDWARD | SHAREHOLDER | — |
| PETERS ALLEN SCOTT | SENIOR PORTFOLIO MANAGER / OWNER | — |
| GIBSON CLAYTON SHAWN | SENIOR FINANCIAL PLANNER / OWNER | — |
| PINGENOT DANA | SHAREHOLDER | — |
| MIRES KIRSTEN ELAINE | CHIEF COMPLIANCE OFFICER/INVESTMENT ANALYST | — |
| RAMSEY JEFFREY ERIC | CHIEF COMPLIANCE OFFICER /CHIEF OPERATIONS OFFICER; CHIEF OPERATIONS OFFICER | — |
| GAMEZ STOLL PATRICIA | CHIEF COMPLIANCE OFFICER | — |
| WALLACE DUSTY DAWN | CHIEF COMPLIANCE OFFICER | — |
| WHIDBY MARK WENDALL | CHIEF INVESTMENT OFFICER | — |
| WILLIAMS CHRISTINA SUSANNE | DIRECTOR OF FINANCIAL PLANNING; PRESIDENT; PRESIDENT / OWNER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/105910/brochure
- Similar advisers: https://search.stillhousedata.com/firm/105910/similar
- Related entities: https://search.stillhousedata.com/firm/105910/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/105910

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.