# MONTROSE ADVISORS INCORPORATED

MONTROSE ADVISORS INCORPORATED of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 105918
- Type: SEC-registered investment adviser
- SEC file number: 801-45235
- Location: 7 EAST 60TH STREET, 2ND FLOOR, NEW YORK, NY, 10022
- Phone: 212-888-4747
- Latest filing: 2026-03-26
- Regulatory AUM: $670.8M
- Discretionary AUM: $135.0M
- Non-discretionary AUM: $535.8M
- Clients: 5
- Accounts: 30

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Charities, Investment cos

## Officers, owners & control persons (21)

| Name | Role | Location |
| --- | --- | --- |
| Helen T Klebnikov | SHAREHOLDER | — |
| Kenneth Miles Lubbock | EXECUTIVE CHAIRMAN AND SHAREHOLDER AND DIRECTOR AND TREASURER | — |
| Lisa Train | SHAREHOLDER AND DIRECTOR | — |
| Nina T Choa | SHAREHOLDER | — |
| Lois Mcnaughton | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | — |
| John Angus Lubbock | PRESIDENT, SHAREHOLDER AND DIRECTOR | — |
| LUBBOCK KENNETH MILES | EXECUTIVE CHAIRMAN AND SHAREHOLDER AND DIRECTOR AND TREASURER; PRESIDENT AND SHAREHOLDER AND DIRECTOR; PRESIDENT AND SHAREHOLDER AND DIRECTOR AND CHIEF COMPLIANCE OFFICER (+1 more) | — |
| TRAIN LISA | SHAREHOLDER AND DIRECTOR; VICE PRESIDENT AND SHAREHOLDER AND DIRECTOR | — |
| TRASK JOHN J | TREASURER AND DIRECTOR | — |
| TRAIN NINA TERESA | SHAREHOLDER | — |
| TRAIN HELEN | SHAREHOLDER | — |
| TRAIN JOHN | CHAIRMAN AND DIRECTOR; HONORARY CHAIRMAN; NON EXECUTIVE CHAIRMAN AND DIRECTOR | — |
| MCNAUGHTON LOIS | CHIEF COMPLIANCE OFFICER; VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | — |
| HEITMAN HARRY R | DIRECTOR | — |
| MAGGIN DONALD L | DIRECTOR | — |
| CHOA NINA T | SHAREHOLDER | — |
| KLEBNIKOV HELEN T | SHAREHOLDER | — |
| BOCKEMUHL LOIS | CHIEF COMPLIANCE OFFICER | — |
| PANEBIANCO ANTHONY | DIRECTOR | — |
| MENDES JOSHUA DE SOLA | VICE PRESIDENT | — |
| LUBBOCK JOHN ANGUS | DIRECTOR; PRESIDENT, SHAREHOLDER AND DIRECTOR; SHAREHOLDER AND DIRECTOR | — |


## Private funds (1)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| MONTROSE PARTNERS, L.P. | Hedge Fund | Delaware | 40 | $24.5M | $250K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/105918/brochure
- Similar advisers: https://search.stillhousedata.com/firm/105918/similar
- Related entities: https://search.stillhousedata.com/firm/105918/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/105918

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.