# HERON VIEW PARTNERS LLC

HERON VIEW PARTNERS LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 105926
- Type: SEC-registered investment adviser
- SEC file number: 801-18759
- Location: 747 THIRD AVENUE, 21ST FLOOR, NEW YORK, NY, 10017
- Phone: 929-999-6381
- Latest filing: 2026-07-14
- Regulatory AUM: $2.7B
- Discretionary AUM: $2.7B
- Clients: 17
- Accounts: 26

## Business model

- Compensation: % of AUM, Performance
- Clients served: Pooled vehicles, Investment cos

## Officers, owners & control persons (65)

_Showing 25 of 65 people._

| Name | Role | Location |
| --- | --- | --- |
| TRACIE ELIZABETH AHERN | DIRECTOR AND CHIEF FINANCIAL OFFICER | DEERFIELD BEACH, FL |
| Christopher Leonard | CHIEF COMPLIANCE OFFICER | Mullica Hill, NJ |
| SMITH TAFT JAMES | GENERAL COUNSEL | CHICAGO, IL |
| Joseph Maurice Dibartolo | CHIEF COMPLIANCE OFFICER | — |
| Richard Tzar Kai Li | SHAREHOLDER | — |
| Steven Neil Costabile | CHIEF EXECUTIVE OFFICER | — |
| Maria Esperanza Suarez | CHIEF OPERATING OFFICER | — |
| Michael John Karpik | DIRECTOR AND CHIEF OPERATING OFFICER | — |
| Eric James Smith | GENERAL COUNSEL | — |
| William Emerson Corson | CHIEF COMPLIANCE OFFICER | — |
| Gregory Albert Ehret | DIRECTOR AND CHIEF EXECUTIVE OFFICER | — |
| Pierre Francois Georges Mellinger | PRESIDENT OF PINEBRIDGE INVESTMENTS PARTNERS LLC | — |
| HORNIG GEORGE RONALD | CHIEF OPERATING OFFICER; DIRECTOR & CHIEF EXECUTIVE OFFICER; DIRECTOR, CHIEF EXECUTIVE OFFICER & CHIEF OPERATING OFFICER (+1 more) | — |
| PATRIKIS ERNEST THEODORE | DIRECTOR | — |
| SCOTT RICHARD WALDO | SENIOR MANAGING DIRECTOR | — |
| DANIELSSON HANS | SENIOR MANAGING DIRECTOR | — |
| NEUGER WIN JAY | CHIEF EXECUTIVE OFFICER; DIRECTOR, CHAIRMAN AND CHEIF EXECUTIVE OFFICER; DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | — |
| MCLOONE BRIAN PHILIP | CHIEF FINANCIAL OFFICER | — |
| GUTERMAN STEVEN | SENIOR MANAGING DIRECTOR | — |
| HURD JEFFREY | GENERAL COUNSEL | — |
| MOGAVERO ERIK PETER | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | — |
| FITZPATRICK KEVIN P | SENIOR MANAGING DIRECTOR | — |
| THOMPSON ROBERT T | SENIOR MANAGING DIRECTOR | — |
| PAPPAS AMY | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER | — |
| SLUYTERS JULIAN FERNAND | DIRECTOR AND CHIEF OPERATING OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/105926/brochure
- Similar advisers: https://search.stillhousedata.com/firm/105926/similar
- Related entities: https://search.stillhousedata.com/firm/105926/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/105926

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.