# THE CAVANAUGH GROUP INC

THE CAVANAUGH GROUP INC of KIAWAH ISLAND, SC is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 105931
- Type: SEC-registered investment adviser
- SEC file number: 801-50257
- Location: 6 LITTLE RABBIT LANE, KIAWAH ISLAND, SC, 29455
- Phone: 410-241-0084
- Latest filing: 2026-06-05
- Regulatory AUM: $485.7M
- Discretionary AUM: $482.7M
- Non-discretionary AUM: $3.0M
- Clients: 2
- Accounts: 46

## Business model

- Compensation: % of AUM
- Clients served: High net worth

## Officers, owners & control persons (6)

| Name | Role | Location |
| --- | --- | --- |
| Daniel Cavanaugh Keith | PRESIDENT | — |
| Jessica Phelps Keith | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| KEITH DANIEL CAVANAUGH | PRESIDENT | — |
| WAGNER JESSICA ELIZABETH | VICE PRESIDENT/CCO; VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| HAYDEN MARINA | DIRECTOR OF CLIENT SERVICES | — |
| KEITH JESSICA PHELPS | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | — |


## Disclosures (5)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2021-06-22 | regulatory | THE CAVANAUGH GROUP, INC. WAS REQUIRED TO FILE A FORM CRS DISCLOSURE STATEMENT WITH THE SEC AND DELIVER FORM CRS TO PROSPECTIVE NEW RETAIL CLIENTS ON OR BEFORE JUNE 30, 2020. ADDITIONALLY, THE CAVANAUGH GROUP, INC. WAS REQUIRED TO DELIVER FORM CRS TO EXISTING RETAIL CLIENTS ON OR BEFORE JULY 30, 202… | Final | $50K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/105931/brochure
- Similar advisers: https://search.stillhousedata.com/firm/105931/similar
- Related entities: https://search.stillhousedata.com/firm/105931/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/105931

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.