# DAVID VAUGHAN INVESTMENTS, LLC

DAVID VAUGHAN INVESTMENTS, LLC of PEORIA, IL is an SEC-registered investment adviser.

## Registration

- CRD: 105990
- Type: SEC-registered investment adviser
- SEC file number: 801-12642
- Location: 5823 N FOREST PARK DRIVE, PEORIA, IL, 61614-3559
- Phone: 309-685-0033
- Latest filing: 2026-07-20
- Regulatory AUM: $5.3B
- Discretionary AUM: $5.3B
- Non-discretionary AUM: $1.5M
- Clients: 48
- Accounts: 4,288

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Charities, Other

## Officers, owners & control persons (53)

_Showing 25 of 53 people._

| Name | Role | Location |
| --- | --- | --- |
| Lawrence Williams Iv | ELECTED MANAGER, CHAIRMAN, PRESIDENT & CEO | — |
| David John Vaughan Jr | ELECTED MANAGER | — |
| John Vannorden Mcclure | ELECTED MANAGER | — |
| Brian Andrew Christensen | ELECTED MANAGER & SR VICE PRESIDENT & CHIEF INVESTMENT OFFICER | — |
| Patrick Joseph Smarjesse | SENIOR VICE PRESIDENT OF RELATIONSHIP MANAGEMENT | — |
| Todd Michael Sheridan | VICE PRESIDENT | — |
| Michael Allen Price | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT OF RISK MANAGEMENT & CORPORATE SECRETARY | — |
| Michael L Dewalt | ELECTED MANAGER | — |
| Andrew Alan Honegger | ELECTED MANAGER | — |
| Kevin D Schoeplein | ELECTED MANAGER | — |
| Stephen K Hinrichs | SENIOR VICE PRESIDENT OF INVESTMENT RESEARCH | — |
| Elizabeth W Salmon | VICE PRESIDENT OF OPERATIONS | — |
| Darrin Attis Autry | ELECTED MANAGER | — |
| Alfredo Armando Risi | CHIEF OPERATING OFFICER | — |
| Christopher Clark Spears | ELECTED MANAGER | — |
| Stephanie Anne Ricketts | SENIOR RELATIONSHIP MANAGER & DIRECTOR OF CLIENT SERVICES | — |
| Jeffrey John Huizenga | DIRECTOR OF WEALTH STRATEGIES | — |
| Glenn James Maxey | DIRECTOR & SENIOR PORTFOLIO MANAGER | — |
| Mitchell A Zippay | DIRECTOR & SENIOR ACCOUNTING MANAGER | — |
| VAUGHAN JR DAVID JOHN | CEO/OWNER; CHAIRMAN; DIRECTOR (+3 more) | — |
| WILLIAMS IV LAWRENCE | ELECTED MANAGER AND PRESIDENT & CEO; ELECTED MANAGER, CHAIRMAN, PRESIDENT & CEO; PRESIDENT (+2 more) | — |
| CHRISTENSEN BRIAN ANDREW | ELECTED MANAGER & SR VICE PRESIDENT; ELECTED MANAGER & SR VICE PRESIDENT & CHIEF INVESTMENT OFFICER; SENIOR VICE PRESIDENT (+2 more) | — |
| VAUGHAN MARY JOAN | VICE PRESIDENT - FLORIDA REGION | — |
| SMARJESSE PATRICK JOSEPH | SENIOR VICE PRESIDENT; VICE PRESIDENT | — |
| SINCLAIR JAMES DAVID | CHIEF COMPLIANCE OFFICER; TREASURER/CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/105990/brochure
- Similar advisers: https://search.stillhousedata.com/firm/105990/similar
- Related entities: https://search.stillhousedata.com/firm/105990/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/105990

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.