# HORIZON KINETICS ASSET MANAGEMENT LLC

HORIZON KINETICS ASSET MANAGEMENT LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 106096
- Type: SEC-registered investment adviser
- SEC file number: 801-47515
- Location: 470 PARK AVENUE SOUTH, 4TH FLOOR SOUTH, NEW YORK, NY, 10016
- Phone: 646-291-2300
- Latest filing: 2026-07-07
- Regulatory AUM: $9.6B
- Discretionary AUM: $9.5B
- Non-discretionary AUM: $156.4M
- Clients: 80
- Accounts: 2,223

## Business model

- Compensation: % of AUM, Fixed, Performance, Subscription
- Clients served: High net worth, Pooled vehicles, Corporations, Investment cos

## Officers, owners & control persons (25)

| Name | Role | Location |
| --- | --- | --- |
| Murray Stahl | CHAIRMAN, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NEW YORK, NY |
| Steven Bregman | CO-CHIEF EXECUTIVE OFFICER; PRESIDENT AND ELECTED MANAGER | New York, NY |
| Bregman Steven | DIRECTOR/PRESIDENT; ELECTED MANAGER; PRESIDENT (+1 more) | New York, NY |
| Jay Harris Kesslen | GENERAL COUNSEL, MANAGING DIRECTOR, ELECTED MANAGER AND SECRETARY | — |
| Peter Brendan Doyle | CO-CHIEF EXECUTIVE OFFICER; MANAGING DIRECTOR AND ELECTED MANAGER | — |
| Russell Wayne Grimaldi | CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | — |
| Alun L Williams | CHIEF OPERATING OFFICER, MANAGING DIRECTOR, ELECTED MANAGER AND ASSISTANT SECRETARY | — |
| Mark Augustus Herndon | CHIEF FINANCIAL OFFICER | — |
| KRAMER DOUGLAS | CHIEF EXECUTIVE OFFICER; ELECTED MANAGER | — |
| MURPHY KEVIN FRANCIS | CHIEF COMPLIANCE OFFICER | — |
| DOYLE LAWRENCE PATRICK | ELECTED MANAGER | — |
| DOYLE PETER BRENDAN | DIRECTOR; DIRECTOR, VP; ELECTED MANAGER (+1 more) | — |
| FISHMAN ANDREW MARTIN | CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE, GENERAL COUNSEL, SECRETARY; CHIEF COMPLIANCE OFFICER, DIR. OF COMPLIANCE/GN. COUNSEL; CHIEF COMPLIANCE OFFICER,GENERAL COUNSEL, SECRETARY (+2 more) | — |
| POLYAKOV LEONID | CHIEF FINANCIAL OFFICER AND ELECTED MANAGER; ELECTED MANAGER | — |
| KESSLEN JAY HARRIS | ELECTED MANAGER; GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, SECRETARY AND ELECTED MANAGER; GENERAL COUNSEL, MANAGING DIRECTOR, ELECTED MANAGER AND ASSISTANT SECRETARY (+2 more) | — |
| DOYLE PETER | DIRECTOR, VP, SECRETARY | — |
| KASHEY DENISE MARY | DIRECTOR | — |
| EWING THOMAS CRIMMINS | DIRECTOR; ELECTED MANAGER | — |
| MEDITZ JOHN | VICE CHAIRMAN/DIRECTOR | — |
| STAHL MURRAY | CHAIRMAN AND CHIEF INVESTMENT OFFICER; CHAIRMAN, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER; CHAIRMAN OF THE BOARD OF MANAGERS AND ELECTED MANAGER (+1 more) | — |
| ROSS HUGH MICHAEL | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER, MANAGING DIRECTOR, ELECTED MANAGER AND SECRETARY; ELECTED MANAGER | — |
| SHULMAN ROBIN JAYNE | CHIEF COMPLIANCE OFFICER | — |
| WSZOLEK MARK J | CHIEF COMPLIANCE OFFICER | — |
| WILLIAMS CARL L | CHIEF OPERATING OFFICER, MANAGING DIRECTOR, ELECTED MANAGER AND ASSISTANT SECRETARY; ELECTED MANAGER | — |
| GRIMALDI RUSSELL WAYNE | CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/106096/brochure
- Similar advisers: https://search.stillhousedata.com/firm/106096/similar
- Related entities: https://search.stillhousedata.com/firm/106096/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/106096

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.