# F L PUTNAM INVESTMENT MANAGEMENT CO.

F L PUTNAM INVESTMENT MANAGEMENT CO. of LYNNFIELD, MA is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 106223
- Type: SEC-registered investment adviser
- SEC file number: 801-21951
- Location: 6 KIMBALL LANE, LYNNFIELD, MA, 01940
- Phone: 800-344-3435
- Latest filing: 2026-07-10
- Regulatory AUM: $9.7B
- Discretionary AUM: $9.6B
- Non-discretionary AUM: $75.7M
- Clients: 160
- Accounts: 7,901

## Business model

- Compensation: % of AUM, Fixed, Other
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Other

## Officers, owners & control persons (31)

_Showing 25 of 31 people._

| Name | Role | Location |
| --- | --- | --- |
| Susanne Stauffer | DIRECTOR | — |
| Meredith Lepper | DIRECTOR | — |
| Ellen Flaherty | DIRECTOR, CLERK, SR. VP, COO | — |
| Alan Lee Gosule | DIRECTOR | — |
| Richard Osterberg | DIRECTOR; DIRECTOR, TRUSTEE OF MARGARET WILSON PUTNAM TRUSTS (TAX ID NUMBERS ENDING 901, 902, 903, 907), EXECUTOR ESTATE OF DAVID PUTNAM | — |
| Reed Thomas Manning | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | — |
| Michael Scott Timmermans | CHIEF LEGAL OFFICER; CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER | — |
| Keith Stanley Marks | CHIEF COMPLIANCE OFFICER | — |
| KENNEDY STEPHEN WILLIAM | DIRECTOR; DIRECTOR & SENIOR VICE PRESIDENT | — |
| STAUFFER SUSANNE | DIRECTOR; DIRECTOR & SENIOR VICE PRESIDENT; DIRECTOR, TREASURER, SENIOR VICE PRESIDENT & PORTFOLIO MANAGER (+1 more) | — |
| BREED ROBERTSON POPE | SENIOR VICE PRESIDENT & CHIEF OPERATING OFFICER; SENIOR VICE PRESIDENT & PORTFOLIO MANAGER | — |
| FLAHERTY ELLEN | CHIEF COMPLIANCE OFFICER, DIRECTOR, CLERK, SR. VP, COO; DIRECTOR, CLERK, & SR. VICE PRESIDENT FINANCE & OPERATIONS; DIRECTOR, CLERK, SR. VP, COO (+1 more) | — |
| CARBERRY JOHN VINCENT | DIRECTOR & PRESIDENT; PRESIDENT | — |
| MCVEY CHRISTIAN DAVID | SENIOR VICE PRESIDENT MARKETING | — |
| GOSULE ALAN LEE | DIRECTOR | — |
| LEPPER MEREDITH | DIRECTOR | — |
| OSTERBERG RICHARD | DIRECTOR | — |
| PUTNAM JOHN STEPHEN | DIRECTOR | — |
| WILLIAMS CHRISTOPHER YOE | DIRECTOR | — |
| MADDOCK TODD H | VICE PRESIDENT & OPERATIONS MANAGER | — |
| PUTNAM DAVID WARD CHRISTOPHER | CHAIRMAN, BOARD OF DIRECTORS; TREASURER; CLERK; CHAIRMAN OF THE BOARD; DIRECTOR & PRESIDENT | — |
| PUTNAM JR FREDERIC LAWRENCE | DIRECTOR | — |
| HENDERSON MAUREEN ELIZABETH | COMPLIANCE OFFICER | — |
| COHEN ELLEN FLAHERTY | DIRECTOR, CLERK, & SR. VICE PRESIDENT FINANCE & OPERATIONS; DIRECTOR, CLERK, & SR. VICE PRESIDENT OPERATIONS; VICE PRESIDENT FINANCE & ADMINISTRATION | — |
| PUTNAM PATRICIA FLORENCE | STOCKHOLDER | — |


## Disclosures (7)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| — | regulatory | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/106223/brochure
- Similar advisers: https://search.stillhousedata.com/firm/106223/similar
- Related entities: https://search.stillhousedata.com/firm/106223/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/106223

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.