# SMITH ASSET MANAGEMENT GROUP LP

SMITH ASSET MANAGEMENT GROUP LP of DALLAS, TX is an SEC-registered investment adviser.

## Registration

- CRD: 106301
- Type: SEC-registered investment adviser
- SEC file number: 801-50835
- Location: 100 CRESCENT COURT, SUITE 1150, DALLAS, TX, 75201
- Phone: 214-880-4600
- Latest filing: 2026-03-26
- Regulatory AUM: $182.2M
- Discretionary AUM: $182.2M
- Clients: 13
- Accounts: 2

## Business model

- Compensation: % of AUM
- Clients served: Pooled vehicles

## Officers, owners & control persons (11)

| Name | Role | Location |
| --- | --- | --- |
| Rose Marie Washington | LIMITED PARTNER | Oklahoma City, OK |
| Stephen Spencer Smith | CEO, FOUNDER, CHAIRMAN OF INVESTMENT COMMITTEE; MANAGING MEMBER | Dallas, TX |
| John David Brim | CHIEF INVESTMENT OFFICER, PRESIDENT, CCO | Dallas, TX |
| SMITH STEPHEN SPENCER | CEO, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER; CEO, FOUNDER, CHAIRMAN OF INVESTMENT COMMITTEE; LIMITED PARTNER (+1 more) | — |
| BRIM JOHN DAVID | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/ FINANCIAL/OPERATIONS OFFICER, PORTFOLIO MANAGER; CHIEF FINANCIAL/OPERATIONS OFFICER, PORTFOLIO MANAGER (+5 more) | — |
| ESTESS BLAKE HENRY | CHIEF COMPLIANCE OFFICER | — |
| SUMMERS STEPHEN JOHN | LIMITED PARTNER; LIMITED PARTNER, CHIEF FINANCIAL OFFICER | — |
| HICKS THOMAS OLLIS | LIMITED PARTNER | — |
| WILLIAMS PATRICIA JEAN | COMPLIANCE OFFICER | — |
| BRIM JOHN | LIMITED PARTNER, CHIEF OPERATIONS OFFICER, PORTFOLIO MANAGER | — |
| NEUMANN LUCINDA | CCO; PRESIDENT, CCO; PRESIDENT, CFO, CCO | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/106301/brochure
- Similar advisers: https://search.stillhousedata.com/firm/106301/similar
- Related entities: https://search.stillhousedata.com/firm/106301/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/106301

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.