# SMITH BARNEY FUND MANAGEMENT LLC

SMITH BARNEY FUND MANAGEMENT LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 106323
- Type: SEC-registered investment adviser
- SEC file number: 801-8314
- Location: 399 PARK AVENUE, 4TH FLOOR, NEW YORK, NY, 10022
- Phone: 212-559-0900
- Latest filing: 2008-07-29
- Regulatory AUM: $75.0M
- Discretionary AUM: $75.0M
- Clients: 51
- Accounts: 6

## Officers, owners & control persons (23)

| Name | Role | Location |
| --- | --- | --- |
| [Cohen David](https://search.stillhousedata.com/person/720006) | CHIEF INVESTMENT OFFICER | — |
| [SCHEVE TIMOTHY CHARLES](https://search.stillhousedata.com/person/728908) | DIRECTOR | — |
| [FETTING MARK RAYMOND](https://search.stillhousedata.com/person/728909) | DIRECTOR | — |
| [BAIN PETER LANNING](https://search.stillhousedata.com/person/728911) | DIRECTOR | — |
| [MANNING BARBARA BROOKE](https://search.stillhousedata.com/person/728912) | CHIEF COMPLIANCE OFFICER | — |
| [HILLER JEFFREY](https://search.stillhousedata.com/person/737738) | CHIEF COMPLIANCE OFFICER | — |
| [GERKEN ROBERT JAY](https://search.stillhousedata.com/person/740252) | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER; PRESIDENT AND CHIEF EXECUTIVE OFFICER | — |
| [SHEPLER ROBERT BLAIR](https://search.stillhousedata.com/person/740253) | DIRECTOR; SENIOR VICE PRESIDENT | — |
| [MANDIA THOMAS CHRISTOPHER](https://search.stillhousedata.com/person/740254) | GENERAL COUNSEL AND SECRETARY; SECRETARY | — |
| [MURPHY TERRENCE](https://search.stillhousedata.com/person/740255) | CHIEF FINANCIAL OFFICER | — |
| [ARNOLD WILLIAM ALFRED](https://search.stillhousedata.com/person/745468) | CHIEF FINANCIAL OFFICER | — |
| [KELLY JEANNE MARIE](https://search.stillhousedata.com/person/746715) | DIRECTOR | — |
| [WALLACE ROBERT PETER](https://search.stillhousedata.com/person/761249) | DIRECTOR | — |
| [DAY MICHAEL JOSEPH](https://search.stillhousedata.com/person/761311) | TREASURER | — |
| [BEAGLEY ANDREW THOMAS](https://search.stillhousedata.com/person/761313) | CHIEF COMPLIANCE OFFICER | — |
| [WALLACE ROBERT P](https://search.stillhousedata.com/person/761782) | DIRECTOR | — |
| [DALEY CHARLES JAMES](https://search.stillhousedata.com/person/765835) | DIRECTOR | — |
| [CUMMING VIRGIL HOWARD](https://search.stillhousedata.com/person/778546) | CHIEF INVESTMENT OFFICER | — |
| [MCLENDON HEATH BRIAN](https://search.stillhousedata.com/person/778548) | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | — |
| [SAKS ARTHUR GEORGE](https://search.stillhousedata.com/person/778561) | DIRECTOR | — |
| [DAIDONE LEWIS EUGENE](https://search.stillhousedata.com/person/778837) | DIRECTOR AND SENIOR VICE PRESIDENT | — |
| [SYDOR CHRISTINA THEODOZIA](https://search.stillhousedata.com/person/778838) | GENERAL COUNSEL AND SECRETARY | — |
| [CUMMING VIRGIL H](https://search.stillhousedata.com/person/778839) | CHIEF INVESTMENT OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/106323/brochure
- Similar advisers: https://search.stillhousedata.com/firm/106323/similar
- Related entities: https://search.stillhousedata.com/firm/106323/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/106323

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.