# WADDELL & REED INVESTMENT MANAGEMENT CO

WADDELL & REED INVESTMENT MANAGEMENT CO of OVERLAND PARK, KS is an SEC-registered investment adviser.

## Registration

- CRD: 106343
- Type: SEC-registered investment adviser
- SEC file number: 801-40372
- Location: 6300 LAMAR AVE, OVERLAND PARK, KS, 66202
- Phone: 913-236-2000
- Latest filing: 2018-10-11
- Regulatory AUM: $19.2B
- Discretionary AUM: $19.2B
- Clients: 143
- Accounts: 54

## Officers, owners & control persons (18)

| Name | Role | Location |
| --- | --- | --- |
| [HERRMANN HENRY JOHN](https://search.stillhousedata.com/person/744007) | CHAIRMAN OF THE BOARD, DIRECTOR, AND CHIEF EXECUTIVE OFFICER; CHAIRMAN OF THE BOARD, DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER; CHAIRMAN OF THE BOARD, PRESIDENT, DIRECTOR, AND CHIEF EXECUTIVE OFFICER (+3 more) | — |
| [BUTCH THOMAS WILLIAM](https://search.stillhousedata.com/person/744008) | SENIOR VICE PRESIDENT; SENIOR VICE PRESIDENT, CHIEF MARKETING OFFICER | — |
| [BUYLE MARK PATRICK](https://search.stillhousedata.com/person/744009) | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | — |
| [HILLS WENDY JACQUELINE](https://search.stillhousedata.com/person/758194) | SENIOR VICE PRESIDENT & GENERAL COUNSEL; SENIOR VICE PRESIDENT, GENERAL COUNSEL; SENIOR VICE PRESIDENT, SECRETARY & ASSOCIATE GENERAL COUNSEL (+2 more) | — |
| [SUNDEEN JOHN EARL](https://search.stillhousedata.com/person/759144) | EXECUTIVE VICE PRESIDENT,CHIEF ACCOUNTING OFFICER; EXECUTIVE VICE PRESIDENT,CHIEF ACCOUNTING OFFICER, CHIEF ADMINISTRATIVE OFFICER; EXECUTIVE VICE PRESIDENT, CHIEF ACCOUNTING OFFICER, DIRECTOR (+3 more) | — |
| [SCHULTE DANIEL CHARLES](https://search.stillhousedata.com/person/759145) | SENIOR VICE PRESIDENT & GENERAL COUNSEL; SENIOR VICE PRESIDENT, GENERAL COUNSEL; SENIOR VICE PRESIDENT, SECRETARY AND CHIEF LEGAL OFFICER | — |
| [RICHARDS KRISTEN ANNE](https://search.stillhousedata.com/person/759146) | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & ASSOCIATE GENERAL COUNSEL; VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER; VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL | — |
| [CONNEALY DANIEL PAUL](https://search.stillhousedata.com/person/759147) | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER; SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER & DIRECTOR; SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, DIRECTOR (+1 more) | — |
| [AVERY MICHAEL L](https://search.stillhousedata.com/person/759148) | EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER; EXECUTIVE VICE PRESIDENT AND DIRECTOR; EXECUTIVE VICE PRESIDENT, DIRECTOR AND CHIEF INVESTMENT OFFICER (+1 more) | — |
| [CIPOLLA LAWRENCE JOSEPH](https://search.stillhousedata.com/person/759690) | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | — |
| [TUCKER KEITH ALBERT](https://search.stillhousedata.com/person/762080) | CHAIRMAN AND DIRECTOR; CHAIRMAN OF THE BOARD, DIRECTOR | — |
| [BLOSS BRENT KYLE](https://search.stillhousedata.com/person/764746) | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER & DIRECTOR; SENIOR VICE PRESIDENT, DIRECTOR | — |
| [HECHLER ROBERT LEE](https://search.stillhousedata.com/person/778732) | EXECUTIVE VICE PRESIDENT, TREASURER, DIRECTOR AND CHIEF FINANCIAL OFFICER | — |
| [SANDERS PHILIP JAMES](https://search.stillhousedata.com/person/794274) | CHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT; CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT AND DIRECTOR (+3 more) | — |
| [SUNDEEN KURT AUGUSTUS](https://search.stillhousedata.com/person/820397) | SENIOR VICE PRESIDENT, CHIEF OPERATIONS OFFICER | — |
| [RICHIE JON-JASON](https://search.stillhousedata.com/person/828894) | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER; VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER; VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| [CLOUSE BENJAMIN RUSSELL](https://search.stillhousedata.com/person/836253) | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | — |
| [SCHERMAN DANIEL GANTEANME](https://search.stillhousedata.com/person/839318) | SENIOR VICE PRESIDENT & CHIEF RISK OFFICER; SENIOR VICE PRESIDENT, CHIEF RISK OFFICER | — |


## Private funds (1)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| WADDELL & REED SMALL COMPANY GROWTH FUND, LLC | Other Private Fund | — | 7 | $37.0M | $2.0M |


## Fund service providers (1)

- administrator: THE NORTHERN TRUST COMPANY

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/106343/brochure
- Similar advisers: https://search.stillhousedata.com/firm/106343/similar
- Related entities: https://search.stillhousedata.com/firm/106343/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/106343

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.