# HEAD AND ASSOCIATES, INC

HEAD AND ASSOCIATES, INC of PORTLAND, ME is an SEC-registered investment adviser.

## Registration

- CRD: 106359
- Type: SEC-registered investment adviser
- SEC file number: 801-34904
- Location: 121 MIDDLE STREET, PORTLAND, ME, 04101
- Phone: 207-773-5333
- Latest filing: 2006-03-29
- Regulatory AUM: $499.1M
- Discretionary AUM: $480.6M
- Non-discretionary AUM: $18.5M
- Clients: 6
- Accounts: 430

## Officers, owners & control persons (3)

| Name | Role | Location |
| --- | --- | --- |
| HEAD DONALD LAMBING | GENERAL MANAGER; PRESIDENT | — |
| WILLAUER WILLIAM BRADFORD | VICE PRESIDENT | — |
| MOGAVERO JENNIFER SKIFFINGTON | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/106359/brochure
- Similar advisers: https://search.stillhousedata.com/firm/106359/similar
- Related entities: https://search.stillhousedata.com/firm/106359/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/106359

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.