# COMMONWEALTH ADVISORS INC

COMMONWEALTH ADVISORS INC of BATON ROUGE, LA is an SEC-registered investment adviser.

## Registration

- CRD: 106401
- Type: SEC-registered investment adviser
- SEC file number: 801-39749
- Location: 315 THIRD STREET, BATON ROUGE, LA, 70801
- Phone: 225-343-9342
- Latest filing: 2014-01-14
- Regulatory AUM: $55.3M
- Discretionary AUM: $55.3M
- Clients: 3
- Accounts: 11

## Officers, owners & control persons (8)

| Name | Role | Location |
| --- | --- | --- |
| Miller Scott | PORTFOLIO MANAGER | Rye, NY |
| CALDWELL L NOEL | CORPORATE SECRETARY,  MANAGER OF OPERATIONS; MANAGER OF OPERATIONS; SECRETARY | — |
| WARRINGTON WILLIE GERALD | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER | — |
| O'BEIRNE JAMES FRANCIS | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, VICE PRESIDENT; COMPLIANCE OFFICER, VICE PRESIDENT (+1 more) | — |
| PERINI MICHAEL DESMOND | PORTFOLIO MANAGER | — |
| MORALES JENNIFER O'BEIRNE | CONTROLLING SHAREHOLDER; SHAREHOLDER | — |
| MORALES WALTER ALEXIS | PRESIDENT; PRESIDENT, CHIEF INVESTMENT OFFICER; PRESIDENT, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | — |
| KETCHUM MATTHEW LAWRENCE | VICE PRESIDENT | — |


## Private funds (2)

Mix: Other Private Fund 1 · Hedge Fund 1

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| COLLYBUS CDO I LTD. | Other Private Fund | — | 9 | $29.1M | — |
| CA RECOVERY MASTER FUND, LLC | Hedge Fund | — | 17 | $15.4M | $1.0M |


## Fund service providers (2)

- administrator: STATE STREET GLOBAL FUND ADMINSTRATORS
- administrator: WELLS FARGO BANK, N.A.

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/106401/brochure
- Similar advisers: https://search.stillhousedata.com/firm/106401/similar
- Related entities: https://search.stillhousedata.com/firm/106401/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/106401

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.