# MANULIFE INVESTMENT MANAGEMENT (US) LLC

MANULIFE INVESTMENT MANAGEMENT (US) LLC of BOSTON, MA is an SEC-registered investment adviser.

## Registration

- CRD: 106435
- Type: SEC-registered investment adviser
- SEC file number: 801-42023
- Location: 197 CLARENDON ST, BOSTON, MA, 02116
- Phone: 617-375-1500
- Latest filing: 2026-03-25
- Regulatory AUM: $228.0B
- Discretionary AUM: $228.0B
- Non-discretionary AUM: $37.0M
- Clients: 267
- Accounts: 4,861

## Business model

- Compensation: % of AUM, Performance
- Clients served: High net worth, Pooled vehicles, Charities, Investment cos

## Officers, owners & control persons (51)

_Showing 25 of 51 people._

| Name | Role | Location |
| --- | --- | --- |
| Kenneth Damato | VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER | Princeton, NJ |
| Andrew John Mcfetridge | DIRECTOR | — |
| William Adam Auger | DIRECTOR | — |
| Diane Robin Landers | PRESIDENT AND CHIEF OPERATING OFFICER AND DIRECTOR | — |
| Paul Martin Donahue | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| Melissa Gamble | DIRECTOR | — |
| Rebecca Rose Hayes | ASSISTANT GENERAL COUNSEL | — |
| James William Bogle | CHEIF FINANCIAL OFFICER | — |
| Jeffrey Howard Nataupsky | CHIEF FINANCIAL OFFICER, CONTROLLER, TREASURER | — |
| LONG JEFFREY HAROLD | CHIEF FINANCIAL OFFICER | — |
| COSTANTINI MARC | DIRECTOR | — |
| SHEPHERDSON JAMES ARDEN | CHAIRMAN, PRESIDENT, DIRECTOR & CEO; PRESIDENT, DIRECTOR & CEO | — |
| THOMSON WARREN ALFRED | DIRECTOR | — |
| KNOX FRANCIS VINCENT | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | — |
| VRYSEN JOHN GYSBERTUS | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | — |
| HARTSTEIN KEITH FREDERICK | DIRECTOR; PRESIDENT/CEO, DIRECTOR; PRESIDENT/CEO, DIRECTOR/CHAIRMAN | — |
| CONKEY CHRISTOPHER PAUL | CHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER, PRESIDENT AND CHIEF EXECUTIVE OFFICER; DIRECTOR, CHIEF INVESTMENT OFFICER, GLOBAL EQUITIES (+3 more) | — |
| SCHMEER MARK ALLEN | CHIEF INVESTMENT OFFICER; SENIOR VICE PRESIDENT AND CHIEF INVESTMENT OFFICER | — |
| SNYDER JOHN FRANCIS | EXECUTIVE VICE PRESIDENT | — |
| DESPREZ JOHN DAVID | CHAIRMAN AND DIRECTOR | — |
| DE BEVER LEO | DIRECTOR | — |
| EVANS BARRY HART | DIRECTOR, PRESIDENT AND CHIEF OPERATING OFFICER; DIRECTOR, PRESIDENT AND CHIEF OPERATING OFFICER, CHIEF INVESTMENT OFFICER - ASSET ALLOCATION; DIRECTOR, SENIOR VICE PRESIDENT AND CHIEF OPERATING OFFICER (+1 more) | — |
| CRONSON HOWARD RUSSELL | CHIEF FINANCIAL OFFICER; VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | — |
| WALTER KEITH | DIRECTOR | — |
| BRAMAN WILLIAM LAWRENCE | DIRECTOR; DIRECTOR AND PRESIDENT | — |


## Disclosures (75)

_Showing 10 of 21 distinct disclosure events._

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2026-02-23 | regulatory | BC FINANCIAL SERVICES AUTHORITY FOUND THE CONTRACT AND RELATED ADVERTISING UNFAIR AND POTENTIALLY MISLEADING; FAILURES IN PRIVACY / OUTSOURCING COMPLIANCE; FAILURES IN COMMUNICATION WITH INSURED CAUSING HARM. | Final | $19K |
| 2025-07-15 | regulatory | AS THE RESULT OF A MARKET CONDUCT EXAMINATION COVERING THE PERIOD OF JULY 1, 2022 THROUGH DECEMBER 31, 2023, JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) WAS FOUND TO HAVE FAILED TO INSTITUTE AND MAINTAIN POLICIES AND PROCEDURES TO COMPLY WITH CERTAIN SECTIONS OF THE ILLINOIS INSURANCE CODE AND ILLI… | Final | $81K |
| 2025-06-23 | regulatory | JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A,), FAILED TO NOTIFY THE STATE OF RHODE ISLAND DEPARTMENT OF BUSINESS REGULATION INSURANCE DIVISION ("THE DIVISION") WHEN IT TERMINATED ITS INSURANCE APPOINTMENT CONTRACT WITH AT LEAST NINE PRODUCERS FOR CAUSE FOR REASONS THAT WOULD REQUIRE NOTIFICATION TO T… | Final | $65K |
| 2023-10-16 | regulatory | THE VIRGINIA BUREAU OF INSURANCE ALLEGED THAT JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) IN CERTAIN INSTANCES VIOLATED THE CODE OF VIRGINIA, AND THE VIRGINIA ADMINISTRATIVE CODE, RELATING TO THE CONDITIONS OF A RATE INCREASE FOR A LONG-TERM CARE RATE INSURANCE POLICY BY FAILING TO FILE A NOTICE WI… | Final | $9K |
| 2023-05-17 | regulatory | PURSUANT TO A TARGETED MARKET CONDUCT EXAMINATION, THE RHODE ISLAND DEPARTMENT OF BUSINESS REGULATION INSURANCE DIVISION ALLEGED THAT JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) FAILED TO COMPLY WITH RHOLE ISLAND LAWS AND REGULATIONS RELATED TO THE OVERSIGHT OF REPLACEMENT TRANSACTIONS. | Final | $95K |
| 2023-03-21 | regulatory | A MARKET CONDUCT EXAM FOUND THAT JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A) VIOLATED REQUIREMENTS RELATING TO INDIVIDUAL LIFE INSURANCE BUSINESS PRACTICES FROM JANUARY 1, 2021, THROUGH DECEMBER 31, 2022. | Final | $53K |
| 2022-07-08 | regulatory | JOHN HANCOCK LIFE AND HEALTH INSURANCE COMPANY IS FINALIZING A CONSENT ORDER WITH THE NEW YORK STATE DEPARTMENT OF FINANCIAL SERVICES (NYDFS) REGARDING A SYSTEM ERROR IT SELF-DISCLOSED IN 2019 AND THAT CAUSED THE PREMATURE EXHAUSTION OF 155 LONG TERM CARE POLICIES THAT WERE PART OF THE NEW YORK STAT… | Final | $250K |
| 2022-05-24 | regulatory | PURSUANT TO A MARKET CONDUCT EXAMINATION, THE STATE OF CONNECTICUT INSURANCE DEPARTMENT ALLEGED THAT JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) FAILED TO FOLLOW ESTABLISHED PRACTICES AND PROCEDURES TO ENSURE COMPLIANCE WITH STATUTORY REQUIREMENTS RELATED TO PRODUCER APPOINTMENTS. | Final | $68K |
| 2021-02-01 | regulatory | THE STATE OF WASHINGTON INSURANCE OFFICE OF THE INSURANCE COMMISSIONER IDENTIFIED A VIOLATION OF RCW 48.23A.080(8) IN WHICH JOHN HANCOCK LIFE INSURANCE COMPANY (USA) FAILED TO PROMPTLY NOTIFY THE COMMISSIONER UPON CHANGES TO THE ILLUSTRATION ACTUARY. | Final | $1K |
| 2019-11-26 | regulatory | STARTING IN JANUARY 2013, JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) MISINTERPRETED THE STATE OF VERMONT'S STATUTE REGARDING HOW DEATH CLAIM INTEREST WAS TO BE CALCULATED, AND OVERLOOKED A PREVIOUS CONSENT ORDER WITH THE VERMONT DEPARTMENT OF FINANCIAL REGULATION COVERING DEATH CLAIM INTEREST. UPO… | Final | $800K |


## Branch offices (2)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| CHICAGO | IL | 5 | 8477392078 |
| CHICAGO | IL | 5 | 8477392078 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/106435/brochure
- Similar advisers: https://search.stillhousedata.com/firm/106435/similar
- Related entities: https://search.stillhousedata.com/firm/106435/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/106435

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.