# INTERNATIONAL ASSETS ADVISORY, LLC

INTERNATIONAL ASSETS ADVISORY, LLC of ORLANDO, FL is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 10645
- Type: SEC-registered investment adviser
- SEC file number: 801-119029
- Location: 111 N. ORANGE AVENUE, SUITE 1000, ORLANDO, FL, 32801
- Phone: 407-254-1500
- Latest filing: 2026-03-09
- Clients: 3

## Business model

- Compensation: % of AUM, Hourly
- Clients served: Pooled vehicles, Charities, Investment cos

## Officers, owners & control persons (13)

| Name | Role | Location |
| --- | --- | --- |
| Edward Richard Cofrancesco | CEO / PRESIDENT | — |
| Ann Katherine Moore | CHIEF BUSINESS DEVELOPMENT OFFICER | — |
| David S Weinberger | REGISTERED OPTIONS PRINCIPAL / CHIEF FINANCIAL OFFICER / CHIEF REGULATORY OFFICER | — |
| Myra Pearle Nicholson | CHIEF LEGAL OFFICER, CHIEF RISK OFFICER | — |
| Richard Jay Weiss | CHIEF COMPLIANCE OFFICER, CHIEF AML CCO | — |
| Matthew Edward Lampman | EXECUTIVE VICE PRESIDENT/CHIEF OPERATING OFFICER | — |
| WEISS MARC JAY | CHIEF COMPLIANCE OFFICER, CHIEF AML CCO | — |
| NICHOLSON MYRA PEARLE | CHIEF LEGAL OFFICER, CHIEF RISK OFFICER | — |
| COFRANCESCO EDWARD RICHARD | CEO / PRESIDENT | — |
| MOORE ANN KATHERINE | CHIEF BUSINESS DEVELOPMENT OFFICER | — |
| LAMPMAN MATTHEW EDWARD | EXECUTIVE VICE PRESIDENT/CHIEF OPERATING OFFICER | — |
| WEINBERGER DAVID S | PRESIDENT/REGISTERED OPTIONS PRINCIPAL/ CHIEF FINANCIAL OFFICER//FINOP; REGISTERED OPTIONS PRINCIPAL / CHIEF FINANCIAL OFFICER / CHIEF REGULATORY OFFICER | — |
| COFRANCESCO EDWARD RICHARD JR | CEO | — |


## Disclosures (28)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2019-12-03 | regulatory | IAA FAILED TO ESTABLISH, MAINTAIN, AND ENFORCE A REASONABLY DESIGNED SUPERVISORY SYSTEM AND WSPS REGARDING NT-ETPS | Final | $30K |
| 2000-07-14 | regulatory | FAILURE TO TRANSMIT EXECUTION REPORTS THROUGH ACT WITHIN 90 SECONDS AFTER EXECUTION AND, IN SOME INSTANCES, FAILURE TO MARK THE REPORTS AS LATE. | Final | $10K |
| 1999-12-06 | regulatory | REPORTING VIOLATIONS TO THE AUTOMATED CONFIRMATION TRANSACTION SERVICE | Final | $5K |
| 1999-02-16 | regulatory | REPORTING VIOLATIONS TO THE AUTOMATED CONFIRMATION TRANSACTION SRVICE ("ACT"). | Final | $8K |
| 1994-06-21 | regulatory | APPLICANT FAILED TO FULLY RESPOND TO CERTAIN ADMINISTRATIVE REQUESTS. | Final | $2K |
| 1991-12-31 | regulatory | CONTENT OF SALES LITERATURE VIOLATED ARTICLE III, SECTIONS 1 AND 35, FAILURE TO FILE ONE PIECE OF SALES LITERATURE, FAILURE TO REGISTER ADMINISTRATIVE PERSONNEL, IMPROPER HANDLING OF CUSTOMER FUNDS AND BOOKS AND RECORDS VIOLATIONS. | Final | $16K |
| 1987-10-30 | regulatory | EFFECTED AS PRINCIPAL FOR ITS OWN ACCOUNT OVER-THE-COUNTER SALES OF CORPORATE SECURITIES TO PUBLIC CUSTOMERS AT PRICES WHICH WERE NOT FAIR. | Final | $2K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/10645/brochure
- Similar advisers: https://search.stillhousedata.com/firm/10645/similar
- Related entities: https://search.stillhousedata.com/firm/10645/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/10645

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.