# TRAVELERS INVESTMENT ADVISER,INC.

TRAVELERS INVESTMENT ADVISER,INC. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 106475
- Type: SEC-registered investment adviser
- SEC file number: 801-52365
- Location: 399 PARK AVENUE, 4TH FLOOR, NEW YORK, NY, 10022
- Phone: 212-559-0900
- Latest filing: 2006-03-31
- Regulatory AUM: $2.3B
- Discretionary AUM: $2.3B
- Clients: 1
- Accounts: 6

## Officers, owners & control persons (24)

| Name | Role | Location |
| --- | --- | --- |
| [Cohen David](https://search.stillhousedata.com/person/720006) | CHIEF INVESTMENT OFFICER | — |
| [BAKAL LEONARD MARK](https://search.stillhousedata.com/person/736303) | CHIEF COMPLIANCE OFFICER | — |
| [HILLER JEFFREY](https://search.stillhousedata.com/person/737738) | CHIEF COMPLIANCE OFFICER | — |
| [PEARSON RICHARD CARL](https://search.stillhousedata.com/person/738061) | SECRETARY | — |
| [FORGET ELIZABETH MARY](https://search.stillhousedata.com/person/738062) | PRESIDENT & DIRECTOR | — |
| [FARRELL MICHAEL KEVIN](https://search.stillhousedata.com/person/738063) | DIRECTOR | — |
| [GERKEN ROBERT JAY](https://search.stillhousedata.com/person/740252) | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | — |
| [SHEPLER ROBERT BLAIR](https://search.stillhousedata.com/person/740253) | DIRECTOR | — |
| [MANDIA THOMAS CHRISTOPHER](https://search.stillhousedata.com/person/740254) | GENERAL COUNSEL AND SECRETARY; SECRETARY | — |
| [WILLIAMSON ANTHONY JAMES](https://search.stillhousedata.com/person/752713) | TREASURER | — |
| [CELLUPICA PAUL GERARD](https://search.stillhousedata.com/person/753187) | VICE PRESIDENT & CHIEF LEGAL OFFICER | — |
| [WALLACE ROBERT PETER](https://search.stillhousedata.com/person/761249) | DIRECTOR | — |
| [BEAGLEY ANDREW THOMAS](https://search.stillhousedata.com/person/761313) | CHIEF COMPLIANCE OFFICER | — |
| [MCHAFFIE HUGH CHARLES](https://search.stillhousedata.com/person/761421) | DIRECTOR | — |
| [WALLACE ROBERT P](https://search.stillhousedata.com/person/761782) | DIRECTOR | — |
| [ADDAZIO JUDITH ANNE](https://search.stillhousedata.com/person/761927) | TREASURER | — |
| [CUMMING VIRGIL HOWARD](https://search.stillhousedata.com/person/778546) | CHIEF INVESTMENT OFFICER | — |
| [MCLENDON HEATH BRIAN](https://search.stillhousedata.com/person/778548) | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | — |
| [SAKS ARTHUR GEORGE](https://search.stillhousedata.com/person/778561) | DIRECTOR | — |
| [DAIDONE LEWIS EUGENE](https://search.stillhousedata.com/person/778837) | DIRECTOR AND SENIOR VICE PRESIDENT | — |
| [SYDOR CHRISTINA THEODOZIA](https://search.stillhousedata.com/person/778838) | GENERAL COUNSEL AND SECRETARY | — |
| [CUMMING VIRGIL H](https://search.stillhousedata.com/person/778839) | CHIEF INVESTMENT OFFICER | — |
| [WHITE WILLIAM HEDGES](https://search.stillhousedata.com/person/781645) | TREASURER | — |
| [ADDAZIO JUDITH](https://search.stillhousedata.com/person/788883) | TREASURER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/106475/brochure
- Similar advisers: https://search.stillhousedata.com/firm/106475/similar
- Related entities: https://search.stillhousedata.com/firm/106475/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/106475

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.