# BAXTER BROTHERS INC.

BAXTER BROTHERS INC. of RIVERSIDE, CT is an SEC-registered investment adviser.

## Registration

- CRD: 106548
- Type: SEC-registered investment adviser
- SEC file number: 801-1939
- Location: 1030 EAST PUTNAM AVENUE, RIVERSIDE, CT, 06878
- Phone: 203-637-4559
- Latest filing: 2026-03-11
- Regulatory AUM: $1.2B
- Discretionary AUM: $1.2B
- Clients: 7
- Accounts: 1,057

## Business model

- Compensation: % of AUM
- Clients served: Individuals, High net worth, Pooled vehicles

## Officers, owners & control persons (7)

| Name | Role | Location |
| --- | --- | --- |
| William Joseph Baxter | PRESIDENT, SECTY, TREAS | — |
| John C Baxter | CHIEF COMPLIANCE OFFICER; PRINCIPAL, PORTFOLIO MANAGER | — |
| BAXTER WILLIAM JOSEPH | CEO; CEO,CFO, DIR.; CHAIRMAN (+4 more) | — |
| BAXTER JACQUELINE SPENCER | SHAREHOLDER | — |
| EVANGELIST GREGG RICHARD | CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL; GENERAL COUNSEL / CCO | — |
| BAXTER JOHN C | CHIEF COMPLIANCE OFFICER; SHAREHOLDER | — |
| Claire Baxter | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/106548/brochure
- Similar advisers: https://search.stillhousedata.com/firm/106548/similar
- Related entities: https://search.stillhousedata.com/firm/106548/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/106548

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.