# WATERSTONE INVESTMENT COUNSEL, LLC

WATERSTONE INVESTMENT COUNSEL, LLC of CINCINNATI, OH is an SEC-registered investment adviser.

## Registration

- CRD: 106639
- Type: SEC-registered investment adviser
- SEC file number: 801-114090
- Location: 9435 WATERSTONE BOULEVARD, SUITE 120, CINCINNATI, OH, 45249-8227
- Phone: 513-573-0440
- Latest filing: 2023-04-04
- Regulatory AUM: $140.7M
- Discretionary AUM: $140.5M
- Non-discretionary AUM: $171K
- Clients: 3
- Accounts: 462

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| ROBERTS MARK ALAN | MANAGING PARTNER; MANAGING PARTNER/CHIEF COMPLIANCE OFFICER | — |
| BROSZ DON GAYLE | MANAGING PARTNER; MANAGING PARTNER/CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/106639/brochure
- Similar advisers: https://search.stillhousedata.com/firm/106639/similar
- Related entities: https://search.stillhousedata.com/firm/106639/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/106639

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.