# ESSENTIAL PLANNING, LLC

ESSENTIAL PLANNING, LLC of PORTSMOUTH, NH is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 106651
- Type: SEC-registered investment adviser
- SEC file number: 801-51363
- Location: 500 MARKET STREET, UNIT 1D, PORTSMOUTH, NH, 03801
- Phone: 603-427-5164
- Latest filing: 2026-03-23
- Regulatory AUM: $524.4M
- Discretionary AUM: $524.4M
- Clients: 11
- Accounts: 2,207

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Charities

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| Andrew Charles Lord | MEMBER, CHIEF COMPLIANCE OFFICER | — |
| LORD ANDREW CHARLES | MEMBER, CCO; MEMBER, CHIEF COMPLIANCE OFFICER | — |


## Disclosures (4)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2014-05-30 | regulatory | ON OR ABOUT MAY 30, 2014 DEALER SUBMITTED TO THE CRD OF FINRA AN APPLICATION FOR SECURITIES INDUSTRY REGISTRATION (THE IAR APPLICATION) SEEKING REGISTRATION OF LORD AS AN INVESTMENT ADVISOR REP OF DEALER IN MASSACHUSETTS. ON OR ABOUT JUNE 3, 2014 DEALER SUBMITTED TO THE CRD OF FINRA AN APPLICATION F… | Final | — |
| 2014-03-17 | regulatory | OMISSION OF A REQUIRED DISCLOSURE | Final | $5K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/106651/brochure
- Similar advisers: https://search.stillhousedata.com/firm/106651/similar
- Related entities: https://search.stillhousedata.com/firm/106651/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/106651

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.