# FIRST QUADRANT, LLC

FIRST QUADRANT, LLC of GLENDALE, CA is an SEC-registered investment adviser.

## Registration

- CRD: 106698
- Type: SEC-registered investment adviser
- SEC file number: 801-51748
- Location: 330 N. BRAND BLVD., SUITE 800, GLENDALE, CA, 91203
- Phone: 626-795-8220
- Latest filing: 2022-08-12
- Regulatory AUM: $10.5B
- Discretionary AUM: $10.2B
- Non-discretionary AUM: $352.5M
- Clients: 53
- Accounts: 31

## Officers, owners & control persons (31)

_Showing 25 of 31 people._

| Name | Role | Location |
| --- | --- | --- |
| Ye Jia | CHIEF INVESTMENT STRATEGIST AND DIRECTOR OF TRADING, LIMITED PARTNER; CHIEF INVESTMENT STRATEGIST, LIMITED PARTNER; DIRECTOR - EQUITY RESEARCH (+4 more) | Danville, CA |
| GOLDBERG SHARON MARLA | CHIEF COMPLIANCE OFFICER | — |
| PEROLD ANDRE FRANCOIS | CHAIRMAN OF THE ADVISORY PANEL, LIMITED PARTNER | — |
| TUFTS JAMES RUTLEDGE | DIRECTOR, CHIEF OPERATING OFFICER; MANAGING DIRECTOR, CHIEF OPERATING OFFICER; PARTNER, CHIEF OPERATING OFFICER | — |
| FERGUSON JOHN | CO-DIRECTOR OF GLOBAL DERIVATIVES; CO-DIRECTOR OF GLOBAL DERIVATIVES, LIMITED PARTNER; CO-DIRECTOR OF GLOBAL MACRO, LIMITED PARTNER (+2 more) | — |
| ARNOTT ROBERT DOUGLAS | CHAIRMAN, LIMITED PARTNER; CHIEF EXECUTIVE OFFICER, LIMITED PARTNER | — |
| DARNELL RONNIE MAX | CHIEF INVESTMENT OFFICER, LIMITED PARTNER; CHIEF INVESTMENT OFFICER, MANAGING PARTNER; DIRECTOR OF RESEARCH, LIMITED PARTNER (+1 more) | — |
| KETTERER CURTIS JUSTIN | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER, LIMITED PARTNER; CHIEF OPERATING OFFICER, LIMITED PARTNER; DIRECTOR, LIMITED PARTNER | — |
| LUCK CHRISTOPHER GERALD | CO-DIRECTOR OF PORTFOLIO MANAGEMENT, LIMITED PARTNER; DIRECTOR OF EQUITIES, LIMITED PARTNER; DIRECTOR OF EQUITY PORTFOLIO MANAGEMENT, LIMITED PARTNER (+1 more) | — |
| MECKEL TIMOTHY STEPHAN | CLIENT SERVICE, LIMITED PARTNER; DIRECTOR OF CLIENT SERVICE, LIMITED PARTNER | — |
| MILLER PHILLIP TODD | DIRECTOR OF OPTIONS PRODUCTS, LIMITED PARTNER; DIRECTOR OPTIONS AND DERIVATIVE PRODUCTS, LIMITED PARTNER; OPTIONS STRATEGIES, LIMITED PARTNER | — |
| ROBERTS KENT CHARLES | DIRECTOR OF MARKETING, LIMITED PARTNER | — |
| FUNK KENNETH RICHARD | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, DIRECTOR | — |
| BROUWER JOEL LANE | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER, DIRECTOR; PARTNER, CHIEF FINANCIAL OFFICER (+2 more) | — |
| LEVANONI DORI SAMUEL | CO-DIRECTOR OF GLOBAL DERIVATIVES, LIMITED PARTNER; CO-DIRECTOR OF GLOBAL MACRO, LIMITED PARTNER; CO-DIRECTOR OF RESEARCH AND PORTFOLIO MANAGEMENT, LIMITED PARTNER (+3 more) | — |
| RICHEY STEVEN BENJAMIN | DIRECTOR OF GLOBAL DERIVATIVES TRADING/LIMITED PARTNER; DIRECTOR OF GLOBAL OPTIONS STRATEGIES, LIMITED PARTNER; DIRECTOR OF TRADING AND GLOBAL OPTIONS, LIMITED PARTNER | — |
| PETERS EDGAR EUGENE | CO-DIRECTOR OF GLOBAL MACRO, LIMITED PARTNER; MANAGING PARTNER/LLC MEMBER; PARTNER, INVESTMENTS | — |
| ARREDONDO MARK A | DIRECTOR - CHIEF INFORMATION OFFICER; DIRECTOR - PROGRAMMING & SYSTEMS | — |
| SHIMAMOTO JEFFREY TADANORI | GENERAL COUNSEL; GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | — |
| BERKIN ANDREW LAURENCE | DIRECTOR - RESEARCH | — |
| COLE LLOYD EVERETT | CHIEF INFORMATION OFFICER, LIMITED PARTNER | — |
| GOODSALL WILLIAM A R | LIMITED PARTNER | — |
| BROWN ROBERT HAYES | LIMITED PARTNER | — |
| ADOLPH CHRISTOPHER JUSTIN | DIRECTOR OF TRADING | — |
| BILLINGS MARK BREWSTER | DIRECTOR - MARKETING | — |


## Private funds (4)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| FQ GLOBAL DIVERSIFIED MACRO MASTER FUND, L.P. | Hedge Fund | — | 9 | $174.0M | $5.0M |
| EP FQ LTD. | Hedge Fund | — | 5 | $75.2M | $100K |
| FIRST QUADRANT SB I, L.P. | Hedge Fund | — | 5 | $1.7M | $10K |
| FQ ESSENTIAL BETA FUND LTD. | Hedge Fund | — | 0 | — | $1.0M |


## Fund service providers (2)

- administrator: HEDGESERV — 3 funds
- administrator: CITCO FUND SERVICES (CURACAO) B.V.

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/106698/brochure
- Similar advisers: https://search.stillhousedata.com/firm/106698/similar
- Related entities: https://search.stillhousedata.com/firm/106698/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/106698

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.