# HOROWITZ & COMPANY, INC.

HOROWITZ & COMPANY, INC. of FORT LAUDERDALE, FL is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 106737
- Type: SEC-registered investment adviser
- SEC file number: 801-133795
- Location: 901 SOUTH FEDERAL HIGHWAY, SUITE 202, FORT LAUDERDALE, FL, 33316
- Phone: 954-349-0800
- Latest filing: 2026-03-19
- Regulatory AUM: $180.7M
- Discretionary AUM: $180.7M
- Clients: 2
- Accounts: 429

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities

## Officers, owners & control persons (3)

| Name | Role | Location |
| --- | --- | --- |
| Kevin Hoffmann | CHIEF INVESTMENT OFFICER | Ponte Vedra, FL |
| Andrew Alan Horowitz | CHIEF COMPLIANCE OFFICER; PRESIDENT | — |
| HOROWITZ ANDREW ALAN | CHIEF COMPLIANCE OFFICER; PRESIDENT | — |


## Disclosures (4)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2018-12-13 | regulatory | FLORIDA OFFICE OF FINANCIAL REGULATION ALLEGED VARIOUS VIOLATIONS OF SECTION 517.12, FLORIDA STATUTES AND RULE 69W-600, FLORIDA ADMINISTRATIVE CODE RELATED TO: FAILED TO AMEND FORM ADV; FAILED TO ENTER INTO WRITTEN INVESTMENT ADVISORY AGREEMENTS WITH ONE OR MORE CLIENTS; FAILED TO PREPARE AND MAINTA… | Final | $9K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/106737/brochure
- Similar advisers: https://search.stillhousedata.com/firm/106737/similar
- Related entities: https://search.stillhousedata.com/firm/106737/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/106737

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.