# CHARLES SCHWAB INVESTMENT MANAGEMENT, INC

CHARLES SCHWAB INVESTMENT MANAGEMENT, INC of SAN FRANCISCO, CA is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 106753
- Type: SEC-registered investment adviser
- SEC file number: 801-35905
- Location: 425 MARKET STREET, SUITE 1700, SAN FRANCISCO, CA, 94105
- Phone: 800-650-9744
- Latest filing: 2026-03-30
- Regulatory AUM: $1.7T
- Discretionary AUM: $1.7T
- Non-discretionary AUM: $24.0B
- Clients: 946
- Accounts: 856,597

## Business model

- Compensation: % of AUM, Fixed, Performance, Other
- Clients served: High net worth, Pooled vehicles, Charities, Investment cos

## Officers, owners & control persons (40)

_Showing 25 of 40 people._

| Name | Role | Location |
| --- | --- | --- |
| Mark Hunter | CHIEF COMPLIANCE OFFICER | Encinitas, CA |
| Omar Aguilar Chavez | DIRECTOR, CHIEF EXECUTIVE OFFICER, PRESIDENT AND CHIEF INVESTMENT OFFICER | — |
| Richard A Wurster | DIRECTOR | — |
| William Patrick Mcmahon | CHIEF INVESTMENT OFFICER | — |
| Catherine Margaret Macgregor | CHIEF LEGAL OFFICER | — |
| Jessica Ann Seidlitz | CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER | — |
| Patrick S Cassidy | CHIEF INVESTMENT OFFICER | — |
| Michael Daniel Verdeschi | DIRECTOR | — |
| MCMAHON WILLIAM PATRICK | CHIEF INVESTMENT OFFICER; SVP AND CHIEF INVESTMENT OFFICER | — |
| SCHWAB CHARLES ROBERT | CHAIRMAN AND DIRECTOR | — |
| HAVLIK BARI MANZARI | SVP & CHIEF COMPLIANCE OFFICER | — |
| CHAFKIN JEREMIAH HARRISON | PRESIDENT AND COO | — |
| DILSAVER EVELYN SANCIANGCO | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | — |
| PEREIRA GEORGE MANUEL | SVP AND CHIEF FINANCIAL OFFICER; SVP, CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER | — |
| FELTON KOJI EDWIN | SVP AND CHIEF COUNSEL; VP AND CHIEF COUNSEL | — |
| FILLMORE RANDALL SCOTT | SVP AND CHIEF COMPLIANCE OFFICER; VP AND CHIEF COMPLIANCE OFFICER | — |
| MERK RANDALL WAYNE | DIRECTOR; DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | — |
| WARD STEPHEN BEECHER | DIRECTOR, SVP & CHIEF INVESTMENT OFFICER | — |
| CLINTON MICHAEL RAY | VP AND ACTING CFO | — |
| HOGAN MICHAEL FREDERICK | CHIEF COMPLIANCE OFFICER; SVP AND CHIEF COMPLIANCE OFFICER; VP AND CHIEF COMPLIANCE OFFICER | — |
| CHANDOHA MARIE ANASTASIA | DIRECTOR AND CHIEF EXECUTIVE OFFICER; DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | — |
| LEKICH DAVID JOHN | SENIOR VICE PRESIDENT AND CHIEF COUNSEL; VICE PRESIDENT AND ACTING CHIEF COUNSEL | — |
| AGUILAR CHAVEZ OMAR | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER; CHIEF EXECUTIVE OFFICER, PRESIDENT AND CHIEF INVESTMENT OFFICER; DIRECTOR, CHIEF EXECUTIVE OFFICER, PRESIDENT AND CHIEF INVESTMENT OFFICER (+3 more) | — |
| WANDER BRETT HARLAN | CHIEF INVESTMENT OFFICER; SENIOR VICE PRESIDENT AND CHIEF INVESTMENT OFFICER - FIXED INCOME; SVP AND CHIEF INVESTMENT OFFICER | — |
| COGHLAN JOHN PHILIP | CEO AND DIRECTOR | — |


## Disclosures (3)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2021-05-26 | regulatory | NOTIFICATION THAT CHARLES SCHWAB INVESTMENT MANAGEMENT, INC.'S ("CSIM") HOLDINGS EXCEEDED 5% OF THE SHARE CAPITAL OF THE NORWEGIAN TRADED COMPANY SEADRILL LIMITED (SDRL) WAS SUBMITTED LATE. NOTIFICATION THAT CSIM'S HOLDINGS WENT BELOW 5% OF THE SHARE CAPITAL OF THE NORWEGIAN TRADED COMPANY SEADRILL… | Final | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/106753/brochure
- Similar advisers: https://search.stillhousedata.com/firm/106753/similar
- Related entities: https://search.stillhousedata.com/firm/106753/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/106753

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.