# NEEDHAM INVESTMENT MANAGEMENT, LLC

NEEDHAM INVESTMENT MANAGEMENT, LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 106783
- Type: SEC-registered investment adviser
- SEC file number: 801-50449
- Location: 250 PARK AVE, 10TH FLOOR, NEW YORK, NY, 10177
- Phone: 212-371-8300
- Latest filing: 2026-03-30
- Regulatory AUM: $1.8B
- Discretionary AUM: $1.8B
- Clients: 11
- Accounts: 5

## Business model

- Compensation: % of AUM, Performance
- Clients served: Investment cos

## Officers, owners & control persons (16)

| Name | Role | Location |
| --- | --- | --- |
| George Austin Needham | PRESIDENT AND CEO; SHAREHOLDER | — |
| James Michael Abbruzzese | CHIEF COMPLIANCE OFFICER | — |
| Christopher John Retzler | EVP - PORTFOLIO MANAGER | — |
| John Oliver Barr | EVP - PORTFOLIO MANAGER | — |
| James William Giangrasso | CHIEF FINANCIAL OFFICER | — |
| NEEDHAM GEORGE AUSTIN | CHAIRMAN; CHAIRMAN AND PRESIDENT; CHAIRMAN, CHIEF EXECUTIVE OFFICER (+2 more) | — |
| KLOPPENBURG JAMES KING | EXECUTIVE V.P. | — |
| ALBANESE GLEN WILLIAM | CHIEF FINANCIAL OFFICER | — |
| ABBRUZZESE JAMES MICHAEL | CHIEF COMPLIANCE OFFICER | — |
| LIROLA BERNARD HENRI | EXECUTIVE VP | — |
| MICHAELSON JOHN CHARLES | PRESIDENT; PRESIDENT, CHIEF EXECUTIVE OFFICER | — |
| GALLAGHER VINCENT EDWARD | EXECUTIVE V.P. | — |
| TRAPP PETER JARRRUDOLPH | EXECUTIVE V.P. | — |
| RETZLER CHRISTOPHER JOHN | EXECUTIVE VP; MANAGING DIRECTOR; MD/EVP - PORTFOLIO MANAGER | — |
| BARR JOHN OLIVER | MD/EVP - PORTFOLIO MANAGER | — |
| GIANGRASSO JAMES WILLIAM | MANAGING DIRECTOR - CFO, SECRETARY, TREASURER; PRINCIPAL - CFO, SECRETARY, TREASURER | — |


## Disclosures (18)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| — | regulatory | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/106783/brochure
- Similar advisers: https://search.stillhousedata.com/firm/106783/similar
- Related entities: https://search.stillhousedata.com/firm/106783/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/106783

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.