# SIGULER GUFF ADVISERS LLC

SIGULER GUFF ADVISERS LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 106788
- Type: SEC-registered investment adviser
- SEC file number: 801-49482
- Location: 200 PARK AVENUE, 14TH FLOOR, NEW YORK, NY, 10166
- Phone: 212-332-5100
- Latest filing: 2026-03-25
- Regulatory AUM: $18.3B
- Discretionary AUM: $17.0B
- Non-discretionary AUM: $1.3B
- Clients: 130
- Accounts: 146

## Business model

- Compensation: % of AUM, Fixed, Other
- Clients served: Pooled vehicles, Investment cos

## Officers, owners & control persons (16)

| Name | Role | Location |
| --- | --- | --- |
| ANDREW JOSEPH GUFF | CO-MANAGING PARTNER AND CHIEF INVESTMENT OFFICER; PARTNER OF HOLDING COMPANY AND ITS GENERAL PARTNER; PARTNER; VOTING INTEREST HOLDER | New York, NY |
| KENNETH JAMES BURNS | CO-MANAGING PARTNER AND CHIEF OPERATING OFFICER; PARTNER OF HOLDING COMPANY AND ITS GENERAL PARTNER; PARTNER; VOTING INTEREST HOLDER | New York, NY |
| GEORGE WILLIAM SIGULER | EXECUTIVE CHAIRMAN; PARTNER OF HOLDING COMPANY AND ITS GENERAL PARTNER; PARTNER; VOTING INTEREST MEMBER | New York, NY |
| Marcelo Alan Phillips | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | — |
| MCGOWAN JONATHAN EDWARD | MANAGING DIRECTOR; DIRECTOR OF MARKETING | — |
| SPENCER DONALD PAUL | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER; MEMBER OF HOLDING COMPANY; MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER; PARTNER OF HOLDING COMPANY AND ITS GENERAL PARTNER; MANAGING DIRECTOR; MEMBER OF HOLDING COMPANY (+6 more) | — |
| GUFF ANDREW JOSEPH | CO-MANAGING PARTNER AND CHIEF INVESTMENT OFFICER; PARTNER OF HOLDING COMPANY AND ITS GENERAL PARTNER; MANAGING DIRECTOR; MEMBER OF HOLDING COMPANY; MANAGING DIRECTOR; PARTNER OF HOLDING COMPANY AND ITS GENERAL PARTNER (+3 more) | — |
| SIGULER GEORGE WILLIAM | EXECUTIVE CHAIRMAN; PARTNER OF HOLDING COMPANY AND ITS GENERAL PARTNER; MANAGING DIRECTOR; MEMBER OF HOLDING COMPANY; MANAGING DIRECTOR; PARTNER OF HOLDING COMPANY AND ITS GENERAL PARTNER (+3 more) | — |
| BURNS KENNETH JAMES | CO-MANAGING PARTNER AND CHIEF OPERATING OFFICER; PARTNER OF HOLDING COMPANY AND ITS GENERAL PARTNER; MANAGING DIRECTOR; CHIEF FINANCIAL OFFICER; MANAGING DIRECTOR; CHIEF FINANCIAL OFFICER; MEMBER OF HOLDING COMPANY (+5 more) | — |
| LIFTIN TERRI AMBRON | CHIEF COMPLIANCE OFFICER | — |
| WHITCOMB DANIEL JOSEPH | CHIEF COMPLIANCE OFFICER | — |
| BOYAZNY MARIA | VICE PRESIDENT | — |
| KOH JAY LEE | EQUITY INTEREST OWNER; MANAGING DIRECTOR; PARTNER OF HOLDING COMPANY AND ITS GENERAL PARTNER; PARTNER | — |
| DUBINSKY DAVID | CHIEF FINANCIAL OFFICER | — |
| RUGGERI MICHAEL JOHN | CHIEF FINANCIAL OFFICER | — |
| PHILLIPS CHRISTOPHER ALAN | CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER; PRINCIPAL AND CHIEF COMPLIANCE OFFICER | — |


## Private funds (139)

Mix: Private Equity Fund 107 · Other Private Fund 20 · Real Estate Fund 12

_Showing 15 of 139 funds by gross asset value._

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| SIGULER GUFF SMALL BUYOUT OPPORTUNITIES FUND V, LP | Private Equity Fund | Delaware | 87 | $1.3B | $5.0M |
| SIGULER GUFF SMALL BUYOUT OPPORTUNITIES FUND IV, LP | Private Equity Fund | Delaware | 79 | $1.1B | $5.0M |
| SIGULER GUFF SMALL BUYOUT OPPORTUNITIES FUND V (T), LP | Private Equity Fund | Delaware | 145 | $876.1M | $5.0M |
| SIGULER GUFF SMALL BUYOUT OPPORTUNITIES FUND VI, LP | Private Equity Fund | Delaware | 67 | $860.2M | $5.0M |
| SIGULER GUFF HP CHINA OPPORTUNITIES FUND II, LP | Private Equity Fund | Delaware | 5 | $699.7M | $50.0M |
| SIGULER GUFF SMALL BUYOUT OPPORTUNITIES FUND IV (T), LP | Private Equity Fund | Delaware | 116 | $687.7M | $5.0M |
| SIGULER GUFF SMALL BUYOUT OPPORTUNITIES FUND VI (T), LP | Private Equity Fund | Delaware | 84 | $582.8M | $5.0M |
| SIGULER GUFF BRAZIL SPECIAL SITUATIONS FUND III, LP | Private Equity Fund | Delaware | 24 | $528.6M | $5.0M |
| SIGULER GUFF SMALL BUYOUT OPPORTUNITIES FUND VI (F), LP | Private Equity Fund | Delaware | 37 | $495.5M | $5.0M |
| SIGULER GUFF SMALL BUYOUT OPPORTUNITIES FUND III, LP | Private Equity Fund | Delaware | 64 | $487.1M | $5.0M |
| SIGULER GUFF BLUE IRIS OPPORTUNITIES FUND, LP | Private Equity Fund | Delaware | 2 | $410.7M | $5.0M |
| SIGULER GUFF NEW JERSEY DEVELOPING MARKETS FUND, LP | Private Equity Fund | Delaware | 2 | $377.9M | $50.0M |
| SIGULER GUFF SMALL BUSINESS CREDIT OPPORTUNITIES FUND III (F) HOLDINGS, LP | Other Private Fund | Cayman Islands | 30 | $348.1M | $5.0M |
| SIGULER GUFF BRAZIL SPECIAL SITUATIONS FUND II, LP | Private Equity Fund | Cayman Islands | 63 | $347.4M | $5.0M |
| SIGULER GUFF HAWKEYE OPPORTUNITIES FUND, LP | Private Equity Fund | Delaware | 2 | $332.9M | $50.0M |


## Branch offices (26)

_Showing 15 of 26 offices._

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| BOSTON | MA | 22 | 617 648-2100 |
| BOSTON | MA | 22 | 617 648-2100 |
| SAO PAOLO | — | 10 | 551134769990 |
| SAO PAOLO | — | 10 | 551134769990 |
| SHANGHAI | — | 4 | 862152925575 |
| SHANGHAI | — | 4 | 862152925575 |
| MUMBAI | — | 3 | 01191224215483 |
| MUMBAI | — | 3 | 01191224215483 |
| SINGAPORE | — | 2 | 65-97500055 |
| SINGAPORE | — | 2 | 65-97500055 |
| PONTE VEDRA BEACH | FL | 1 | (212) 332 5100 |
| SUGAR LAND | TX | 1 | 281-566-2520 |
| LONDON | — | 1 | +442037714910 |
| SUGAR LAND | TX | 1 | 281-566-2520 |
| LONDON | — | 1 | +442037714910 |


## Fund service providers (1)

- administrator: SEI GLOBAL SERVICES, INC. — 72 funds

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/106788/brochure
- Similar advisers: https://search.stillhousedata.com/firm/106788/similar
- Related entities: https://search.stillhousedata.com/firm/106788/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/106788

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.