# NATIXIS ADVISORS, LLC

NATIXIS ADVISORS, LLC of BOSTON, MA is an SEC-registered investment adviser.

## Registration

- CRD: 106800
- Type: SEC-registered investment adviser
- SEC file number: 801-48408
- Location: 888 BOYLSTON STREET, SUITE 800, BOSTON, MA, 02199
- Phone: 617-449-2802
- Latest filing: 2026-03-27
- Regulatory AUM: $108.7B
- Discretionary AUM: $108.7B
- Clients: 412
- Accounts: 115,562

## Business model

- Compensation: % of AUM, Fixed, Other
- Clients served: High net worth, Pooled vehicles, Charities

## Officers, owners & control persons (54)

_Showing 25 of 54 people._

| Name | Role | Location |
| --- | --- | --- |
| MICHAEL YIP | CHIEF INVESTMENT OFFICER, DIRECT INDEXING | Del Mar, CA |
| Price James | CHIEF INVESTMENT OFFICER (CIO) OVERLAY MANAGEMENT | Largo, FL |
| Johnson D Daniel | SENIOR VICE PRESIDENT (SVP) & DEPUTY GENERAL COUNSEL | Yorba Linda, CA |
| Beatriz Ana Pinasmith | EXECUTIVE VICE PRESIDENT (EVP), TREASURER & CHIEF FINANCIAL OFFICER (CFO) | — |
| Anthony David Loureiro | SENIOR VICE PRESIDENT (SVP) | — |
| David Anthony Vallon | SENIOR VICE PRESIDENT (SVP) & CHIEF COMPLIANCE OFFICER (CCO) - ADVISOR | — |
| David Lawrence Giunta | PRESIDENT & CHIEF EXECUTIVE OFFICER (CEO) AND BOARD OF MANAGERS MEMBER | — |
| Stacie Denise Paoletti | SVP, CHIEF OPERATING OFFICER OF NATIXIS INVESTMENT MANAGERS SOLUTIONS | — |
| Marilyn Vinton Rosh | SENIOR VICE PRESIDENT & CONTROLLER | — |
| Christopher Linden Sharpe | CIO NATIXIS INVESTMENT MANAGER SOLUTIONS U.S. | — |
| Marina Nmn Gross | HEAD NATIXIS INVESTMENT MANAGERS SOLUTIONS | — |
| Eric Norman Ward | BOARD OF MANAGERS MEMBER | — |
| Susan Mcwhan Tobin | EXECUTIVE VICE PRESIDENT (EVP) GENERAL COUNSEL | — |
| Daniel Robert Price | CHIEF INVESTMENT OFFICER (CIO) OVERLAY MANAGEMENT | — |
| Michael Lichan Yip | CHIEF INVESTMENT OFFICER, DIRECT INDEXING | — |
| Michael Nmn Yip | CHIEF INVESTMENT OFFICER, DIRECT INDEXING | — |
| MARTIN ROBERT JOSEPH | EXECUTIVE VICE PRESIDENT (EVP) HEAD OF DISTRIBUTION AMERICAS; EXECUTIVE VICE PRESIDENT (EVP) & PRESIDENT OF NATIXIS GLOBAL ASSET MANAGEMENT INSTITUTIONAL SERVICES; EXECUTIVE VICE PRESIDENT (EVP), PRODUCT SPECIALIST | — |
| CUNNINGHAM BRIAN PATRICK | SENIOR VICE PRESIDENT | — |
| WENNERHOLM SCOTT EDWARD | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER | — |
| HAILER JOHN THOMAS | PRESIDENT; PRESIDENT, CHIEF EXECUTIVE OFFICER; PRESIDENT, CHIEF EXECUTIVE OFFICER (CEO) | — |
| PELLETIER JOHN EDGAR | COO; EVP, CHIEF OPERATING OFFICER; EXECUTIVE VICE PRESIDENT (EVP), CHIEF OPERATING OFFICER (+2 more) | — |
| DINNEEN COLEEN DOWNS | ASSOCIATE GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER - SEPARATE ACCOUNTS; COMPLIANCE OFFICER - MUTUAL FUNDS (+5 more) | — |
| KRANTZ ROBERT ALAN | EXECUTIVE VICE PRESIDENT; EXECUTIVE VICE PRESIDENT (EVP); EXECUTIVE VICE PRESIDENT (EVP) STRATEGIC MARKETING (+1 more) | — |
| PINASMITH BEATRIZ ANA | EXECUTIVE VICE PRESIDENT (EVP) OF FINANCE & ANALYSIS, CHIEF FINANCIAL OFFICER (CFO); EXECUTIVE VICE PRESIDENT (EVP), TREASURER & CHIEF FINANCIAL OFFICER (CFO); SENIOR VICE PRESIDENT (SVP), CHIEF FINANCIAL OFFICER (+2 more) | — |
| KANE RUSSELL LLOYD | CHIEF COMPLIANCE OFFICER (CCO) - MUTUAL FUNDS, SENIOR VICE PRESIDENT (SVP) & DEPUTY GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER - MUTUAL FUNDS & SENIOR VICE PRESIDENT (SVP), ASSOCIATE GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER - MUTUAL FUNDS & VICE PRESIDENT (VP), ASSOCIATE GENERAL COUNSEL (+4 more) | — |


## Disclosures (12)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2022-09-06 | regulatory | THE COMMODITY FUTURES TRADING COMMISSION ISSUED AN ORDER FILING AND SETTLING CHARGES AGAINST NATIXIS, A GLOBAL BANK AND SWAP DEALER, FOR FAILURE TO DILIGENTLY SUPERVISE TWO TRADERS ON THE BANK'S NEW YORK-BASED INTEREST RATE DERIVATIVES DESK (IRD DESK) AND ITS EQUITY DERIVATIVES FLOW AND SOLUTION TRA… | Final | $2.8M |
| 2019-06-26 | criminal | ON JUNE 24, 2021, NATIXIS SA ("NATIXIS"), THE FRENCH BANK THAT OWNS OUR PARENT COMPANY, WAS FOUND GUILTY BY A FRENCH CRIMINAL COURT (TRIBUNAL CORRECTIONNEL DE PARIS) OF COMMUNICATING MISLEADING INFORMATION TO THE PUBLIC, BASED ON LANGUAGE REGARDING NATIXIS' EXPOSURE TO THE SUB-PRIME CRISIS IN A 2007… | Final | — |
| 2019-06-26 | criminal | ON JUNE 24, 2021, NATIXIS SA ("NATIXIS"), THE FRENCH BANK THAT OWNS OUR PARENT COMPANY, WAS FOUND GUILTY BY A FRENCH CRIMINAL COURT (TRIBUNAL CORRECTIONNEL DE PARIS) OF COMMUNICATING MISLEADING INFORMATION TO THE PUBLIC, BASED ON LANGUAGE REGARDING NATIXIS' EXPOSURE TO THE SUB-PRIME CRISIS IN A 2007… | On Appeal | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/106800/brochure
- Similar advisers: https://search.stillhousedata.com/firm/106800/similar
- Related entities: https://search.stillhousedata.com/firm/106800/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/106800

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.