# UBS GLOBAL ASSET MANAGEMENT (NEW YORK) INC.

UBS GLOBAL ASSET MANAGEMENT (NEW YORK) INC. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 106836
- Type: SEC-registered investment adviser
- SEC file number: 801-8957
- Location: 51 WEST 52ND STREET, NEW YORK, NY, 10019-6114
- Phone: (212)882-5000
- Latest filing: 2003-07-21
- Regulatory AUM: $12.3B
- Discretionary AUM: $11.6B
- Non-discretionary AUM: $753.8M
- Clients: 51
- Accounts: 219

## Officers, owners & control persons (13)

| Name | Role | Location |
| --- | --- | --- |
| [DIERMEIER JEFFREY JAMES](https://search.stillhousedata.com/person/741315) | CHIEF INVESTMENT OFFICER | — |
| [KEMPER MARK FREDERICK](https://search.stillhousedata.com/person/759229) | SECRETARY & LEGAL ADVISER | — |
| [VARNAS JOSEPH ANTHONY](https://search.stillhousedata.com/person/769446) | CHIEF OPERATING OFFICER; HEAD OF PRODUCT, TECHNOLOGY AND OPERATIONS | — |
| [DOBERMAN AMY ROSE](https://search.stillhousedata.com/person/770760) | SECRETARY AND CHIEF LEGAL OFFICER | — |
| [ALGER BARBARA LYNNE](https://search.stillhousedata.com/person/779267) | CHIEF COMPLIANCE OFFICER | — |
| [LENHARDT BENJAMIN FRANKLIN](https://search.stillhousedata.com/person/779268) | CHAIRMAN & CEO; CHAIRMAN & CHIEF EXECUTIVE OFFICER; PRESIDENT | — |
| [O'REILLY ANDREW](https://search.stillhousedata.com/person/779269) | CHIEF FINANCIAL OFFICER | — |
| [RASSAS NICHOLAS CHARLES](https://search.stillhousedata.com/person/779270) | VICE PRESIDENT | — |
| [STORMS BRIAN MARSHALL](https://search.stillhousedata.com/person/779386) | PRESIDENT; PRESIDENT,CHIEF EXECUTIVE OFFICER AND DIRECTOR; PRESIDENT & CHIEF OPERATING OFFICER (+1 more) | — |
| [WOLFANGEL ROBERT PETER](https://search.stillhousedata.com/person/784770) | CHIEF FINANCIAL OFFICER | — |
| [MERTZ PETER](https://search.stillhousedata.com/person/802487) | MANAGING DIRECTOR; VICE PRESIDENT | — |
| [BEMKO LARYSA MARIA](https://search.stillhousedata.com/person/802488) | VICE PRESIDENT; VICE PRESIDENT & DIRECTOR | — |
| [THORNBROUGH WAYNE DOLE](https://search.stillhousedata.com/person/802489) | VICE PRESIDENT & DIRECTOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/106836/brochure
- Similar advisers: https://search.stillhousedata.com/firm/106836/similar
- Related entities: https://search.stillhousedata.com/firm/106836/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/106836

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.