# PZENA INVESTMENT MANAGEMENT LLC

PZENA INVESTMENT MANAGEMENT LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 106847
- Type: SEC-registered investment adviser
- SEC file number: 801-50838
- Location: 320 PARK AVENUE, 8TH FLOOR, NEW YORK, NY, 10022
- Phone: 212-355-1600
- Latest filing: 2026-03-30
- Regulatory AUM: $81.4B
- Discretionary AUM: $80.6B
- Non-discretionary AUM: $869.7M
- Clients: 164
- Accounts: 245

## Business model

- Compensation: % of AUM, Performance
- Clients served: High net worth, Pooled vehicles, Investment cos

## Officers, owners & control persons (39)

_Showing 25 of 39 people._

| Name | Role | Location |
| --- | --- | --- |
| Chenyu Caroline Cai | CHIEF EXECUTIVE OFFICER | New York, NY |
| MARTIN SCOTT | CHIEF FINANCIAL OFFICER AND MEMBER WITH CLASS B UNITS | FORT LAUDERDALE, FL |
| Martin J Scott | CHIEF FINANCIAL OFFICER AND MEMBER WITH CLASS B UNITS | St Peter Port, Y7 |
| Martin E Scott | CHIEF FINANCIAL OFFICER AND MEMBER WITH CLASS B UNITS | Sunnyvale, CA |
| Richard Stanton Pzena | CHAIRMAN; CO-CHIEF INVESTMENT OFFICER; LIMITED PARTNER | — |
| William Louis Lipsey | VICE CHAIRMAN | — |
| John Paul Goetz | CO-CHIEF INVESTMENT OFFICER | — |
| Jessica Ryan Doran | CHIEF FINANCIAL OFFICER | — |
| Evan Keith Fire | CHIEF OPERATING OFFICER | — |
| Steven Mark Coffey | CHIEF LEGAL RISK OFFICER AND CHIEF COMPLIANCE OFFICER | — |
| Geoffrey Jacob Bauer | CHIEF LEGAL OFFICER | — |
| Allison Jill Fisch | PRESIDENT | — |
| LIPSEY WILLIAM LOUIS | MANAGING PRINCIPAL; BUSINESS DEVELOPMENT & CLIENT SERVICES; MANAGING PRINCIPAL; BUSINESS DEVELOPMENT & CLIENT SERVICES AND MEMBER WITH CLASS B UNITS; MANAGING PRINCIPAL; MARKETING & CLIENT SERVICES (+6 more) | — |
| GOETZ JOHN PAUL | CO-CHIEF INVESTMENT OFFICER; MANAGING PRINCIPAL; CO-CHIEF INVESTMENT OFFICER; MANAGING PRINCIPAL; CO-CHIEF INVESTMENT OFFICER AND MEMBER WITH CLASS B UNITS (+5 more) | — |
| PZENA RICHARD STANTON | CHAIRMAN; CO-CHIEF INVESTMENT OFFICER; LIMITED PARTNER; MANAGING PRINCIPAL; CEO; CO-CHIEF INVESTMENT OFFICER (+6 more) | — |
| KRISHNA A RAMA | MANAGING PRINCIPAL; PORTFOLIO MANAGER; MANAGING PRINCIPAL; PORTFOLIO MANAGER AND MEMBER WITH CLASS B UNITS; MANAGING PRINCIPAL; PORTFOLIO MGR.; VOTING MEMBER (+3 more) | — |
| GREENBLATT JOEL MICHAEL | MANAGING MEMBER | — |
| PETERSON MICHAEL | CO-DIRECTOR OF RESEARCH; PORTFOLIO MANAGER; CO-DIRECTOR OF RESEARCH; PORTFOLIO MANAGER AND MEMBER WITH CLASS B UNITS; DIRECTOR OF RESEARCH; PORTFOLIO MANAGER (+3 more) | — |
| BERGER JOAN FRANCES | GENERAL COUNSEL; GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER AND MEMBER WITH CLASS B UNITS (+3 more) | — |
| GEISMAR KEITH STEVEN | MANAGING PRINCIPAL, OPS & ADMIN, VTG MEMBER | — |
| KOMAR KEITH CHARLES | CHIEF ADMINISTRATIVE OFFICER; CHIEF ADMINISTRATIVE OFFICER AND MEMBER WITH CLASS B UNITS; CHIEF ADMINISTRATIVE OFFICER; NON-VOTING MEMBER | — |
| JONES AMELIA CLAUDETTE | MANAGING PRINCIPAL,OPS & ADMIN, VTG MEMBER; MEMBER; VP/DIR OPS, ADMIN, (+2 more) | — |
| NONES MARGOT BETH | HEAD OF OPERATIONS & TECHNOLOGY | — |
| GRIER KATHERINE KOZUB | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, VTG MEMBER; GENERAL COUNSEL/DIR COMPLIANCE | — |
| SILVER BENJAMIN | CO-DIRECTOR OF RESEARCH; PORTFOLIO MANAGER; CO-DIRECTOR OF RESEARCH; PORTFOLIO MANAGER AND MEMBER WITH CLASS B UNITS | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/106847/brochure
- Similar advisers: https://search.stillhousedata.com/firm/106847/similar
- Related entities: https://search.stillhousedata.com/firm/106847/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/106847

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.