# WILLIAMS, JONES & ASSOCIATES, LLC

WILLIAMS, JONES & ASSOCIATES, LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 106861
- Type: SEC-registered investment adviser
- SEC file number: 801-31832
- Location: 717 FIFTH AVE, 11TH FLOOR, NEW YORK, NY, 10022
- Phone: 212-935-8750
- Latest filing: 2019-08-22
- Regulatory AUM: $7.0B
- Discretionary AUM: $6.8B
- Non-discretionary AUM: $160.8M
- Clients: 38
- Accounts: 3,974

## Officers, owners & control persons (10)

| Name | Role | Location |
| --- | --- | --- |
| TARMY BARBARA ANN | PARTNER | — |
| JONES WILLIAM PICKERING | CHAIRMAN, SECRETARY, DIRECTOR; CHAIRMAN, SECRETARY, MANAGIND DIRECTOR; CHAIRMAN, SECRETARY, MANAGING DIRECTOR (+3 more) | — |
| EAGER JOHN JOSEPH | PRESIDENT, SECRETARY, DIRECTOR; PRESIDENT, TREASURER, DIRECTOR; PRESIDENT; TREASURER; MANAGING DIRECTOR (+1 more) | — |
| SCHWEON JEFF | CHIEF LEGAL OFFICER; CHIEF COMPLIANCE OFFICER; CHIEF LEGAL OFFICER; CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR; CHIEF LEGAL OFFICER; CHIEF COMPLIANCE OFFICER; PARTNER (+2 more) | — |
| DELANO LYMAN | SENIOR VICE PRESIDENT; SENIOR VICE PRESIDENT, DIRECTOR | — |
| TOMPKINS MAUREEN CLANCY | PARTNER | — |
| DELANO LYMAN - | SENIOR VICE PRESIDENT | — |
| ROSENFELD DAVID ALLAN | SENIOR VICE PRESDENT; SENIOR VICE PRESIDENT | — |
| MACCOWATT THOMAS HASKELL | PARTNER; SENIOR VICE PRESIDENT | — |
| MACPHERSON MALCOLM LAUDER | PARTNER; SENIOR VICE PRESIDENT | — |


## Private funds (15)

Mix: Hedge Fund 11 · Other Private Fund 2 · Venture Capital Fund 2

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| WJA ALTERNATIVE INVESTMENT STRATEGIES I, LLC, SERIES I-7 | Hedge Fund | — | 142 | $52.3M | $10K |
| WJA HOUSING BOND FUND, LLC | Other Private Fund | — | 62 | $48.2M | $100K |
| WJA ALTERNATIVE INVESTMENT STRATEGIES I, LLC, SERIES I-10 | Hedge Fund | — | 148 | $37.2M | $10K |
| WILLIAMS JONES & ASSOCIATES HEDGE FUN 7 TRAUNCHE 5 | Hedge Fund | — | 99 | $33.3M | $10K |
| WJA ALTERNATIVE INVESTMENT STRATEGIES I, LLC, SERIES I-2 | Hedge Fund | — | 84 | $30.2M | $10K |
| WJA ALTERNATIVE INVESTMENT STRATEGIES I, LLC, SERIES I-8 | Hedge Fund | — | 49 | $12.4M | $10K |
| WJA ALTERNATIVE INVESTMENT STRATEGIES I, LLC, SERIES I-25 | Hedge Fund | — | 54 | $7.0M | $10K |
| WJA ALTERNATIVE INVESTMENT STRATEGIES I, LLC, SERIES I-24 | Hedge Fund | — | 50 | $7.0M | $10K |
| WJA ALTERNATIVE INVESTMENT STRATEGIES I, LLC, SERIES I-22 | Hedge Fund | — | 33 | $6.2M | $10K |
| WJA VALUE EQUITY FUND, LLC | Other Private Fund | — | 21 | $5.5M | $100K |
| WJA ALTERNATIVE INVESTMENT STRATEGIES I, LLC, SERIES I-9 | Hedge Fund | — | 28 | $3.6M | $10K |
| WJA ALTERNATIVE INVESTMENT STRATEGIES I, LLC, SERIES I-14 | Hedge Fund | — | 20 | $2.7M | $10K |
| WJA ALTERNATIVE INVESTMENT STRATEGIES I, LLC, SERIES I-17 | Hedge Fund | — | 22 | $562K | $10K |
| COMVEN 3Q FUND | Venture Capital Fund | — | 19 | $116K | $5K |
| COMVEN 3A FUND | Venture Capital Fund | — | 18 | $44K | $5K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/106861/brochure
- Similar advisers: https://search.stillhousedata.com/firm/106861/similar
- Related entities: https://search.stillhousedata.com/firm/106861/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/106861

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.