# CHARLES STEPHEN AND COMPANY, INC.

CHARLES STEPHEN AND COMPANY, INC. of ALBUQUERQUE, NM is an SEC-registered investment adviser.

## Registration

- CRD: 106916
- Type: SEC-registered investment adviser
- SEC file number: 801-22681
- Location: 5951 JEFFERSON COURT NE, SUITE D, ALBUQUERQUE, NM, 87109
- Phone: 505-884-0451
- Latest filing: 2014-03-26
- Regulatory AUM: $205.0M
- Discretionary AUM: $125.0M
- Non-discretionary AUM: $80.0M
- Clients: 10
- Accounts: 450

## Officers, owners & control persons (4)

| Name | Role | Location |
| --- | --- | --- |
| [CIEPIELA STEPHEN JOSEPH](https://search.stillhousedata.com/person/740179) | PRESIDENT; PRESIDENT/CHIEF COMPLIANCE OFFICER; VICE PRESIDENT | — |
| [SEVERINO CHARLES LOUIS](https://search.stillhousedata.com/person/777854) | PRESIDENT | — |
| [SWAIN NEIL ALLEN](https://search.stillhousedata.com/person/777855) | VICE PRESIDENT/SENIOR ASSET MANAGER | — |
| [MURPHY LORI KAY](https://search.stillhousedata.com/person/802945) | CHIEF OPERATIONS OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/106916/brochure
- Similar advisers: https://search.stillhousedata.com/firm/106916/similar
- Related entities: https://search.stillhousedata.com/firm/106916/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/106916

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.