# DERBY AND COMPANY INC

DERBY AND COMPANY INC of NEWTON, MA is an SEC-registered investment adviser.

## Registration

- CRD: 106924
- Type: SEC-registered investment adviser
- SEC file number: 801-30056
- Location: 7 WELLS AVENUE, NEWTON, MA, 02459
- Phone: 617-527-8900
- Latest filing: 2021-11-26
- Regulatory AUM: $691.3M
- Discretionary AUM: $690.1M
- Non-discretionary AUM: $1.2M
- Clients: 15
- Accounts: 887

## Officers, owners & control persons (7)

| Name | Role | Location |
| --- | --- | --- |
| [KERRIGAN TANYA ANN](https://search.stillhousedata.com/person/735464) | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | — |
| [DERBY MARK ALAN](https://search.stillhousedata.com/person/759246) | PRESIDENT, CEO; VICE PRESIDENT; VICE PRESIDENT, CEO | — |
| [DERBY JONATHAN JAY](https://search.stillhousedata.com/person/759247) | VICE PRESIDENT; VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER; VICE PRESIDENT, CCO (+1 more) | — |
| [DERBY BURTON H](https://search.stillhousedata.com/person/759248) | PRESIDENT | — |
| [ZIBRAK RACHEL MERI](https://search.stillhousedata.com/person/833100) | DIRECTOR OF RESEARCH | — |
| [VICENTINI ALLISON M](https://search.stillhousedata.com/person/833101) | DIRECTOR OF FINANCIAL AND RETIREMENT PLANNING | — |
| [MONTGOMERY ALLISON O'NEILL](https://search.stillhousedata.com/person/846932) | DIRECTOR OF FINANCIAL AND RETIREMENT PLANNING | — |


## Private funds (5)

Mix: Hedge Fund 1 · Real Estate Fund 2 · Private Equity Fund 2

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| DCM INCOME OPPORTUNITY PARTNERSHIP, LP CLASS A | Hedge Fund | — | 90 | $33.2M | $300K |
| DCM INCOME OPPORTUNITY PARTNERSHIP, LP CLASS RE6 | Real Estate Fund | — | 55 | $6.7M | $300K |
| DCM INCOME OPPORTUNITY PARTNERSHIP, LP CLASS DL2 | Private Equity Fund | — | 35 | $5.6M | $100K |
| DCM REAL ESTATE PARTNERS VII | Real Estate Fund | — | 56 | $4.9M | $100K |
| DCM INCOME OPPORTUNITY PARTNERSHIP, LP CLASS DL1 | Private Equity Fund | — | 25 | $3.6M | $100K |


## Fund service providers (1)

- administrator: NAV FUND ADMINISTRATION — 5 funds

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/106924/brochure
- Similar advisers: https://search.stillhousedata.com/firm/106924/similar
- Related entities: https://search.stillhousedata.com/firm/106924/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/106924

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.