# HARRIS | OAKMARK

HARRIS | OAKMARK of CHICAGO, IL is an SEC-registered investment adviser.

## Registration

- CRD: 106960
- Type: SEC-registered investment adviser
- SEC file number: 801-50333
- Location: 111 S. WACKER DRIVE, CHICAGO, IL, 60606
- Phone: 312-646-3600
- Latest filing: 2026-08-04
- Regulatory AUM: $109.5B
- Discretionary AUM: $109.5B
- Non-discretionary AUM: $29.8M
- Clients: 221
- Accounts: 2,326

## Business model

- Compensation: % of AUM, Fixed, Performance
- Clients served: High net worth, Pooled vehicles, Investment cos

## Officers, owners & control persons (67)

_Showing 25 of 67 people._

| Name | Role | Location |
| --- | --- | --- |
| [PHILIPPE BRUNO ALBERT SETBON](https://search.stillhousedata.com/person/81361) | DIRECTOR OF GENERAL PARTNER | BOSTON, MA |
| [Grant Gordon](https://search.stillhousedata.com/person/334049) | CO-CHAIRMAN AND DIRECTOR OF GENERAL PARTNER; CO-CHIEF EXECUTIVE OFFICER AND DIRECTOR OF GENERAL PARTNER | Salt Lake City, UT |
| [Jodie Lynn Crotteau](https://search.stillhousedata.com/person/662278) | CHIEF COMPLIANCE OFFICER | — |
| [David Lawrence Giunta](https://search.stillhousedata.com/person/665031) | DIRECTOR OF GENERAL PARTNER | — |
| [Eric Norman Ward](https://search.stillhousedata.com/person/665036) | DIRECTOR OF GENERAL PARTNER | — |
| [David Gregory Herro](https://search.stillhousedata.com/person/688825) | DEPUTY CHAIRMAN, CHIEF INVESTMENT OFFICER, INTERNATIONAL EQUITY, DIRECTOR OF GP | — |
| [William Carl Nygren](https://search.stillhousedata.com/person/688826) | VICE PRESIDENT AND CHIEF INVESTMENT OFFICER, U.S. EQUITY | — |
| [Anthony Paul Coniaris](https://search.stillhousedata.com/person/688827) | CHAIRMAN AND DIRECTOR OF GENERAL PARTNER | — |
| [Michael L Manelli](https://search.stillhousedata.com/person/688828) | VICE PRESIDENT | — |
| [Justin David Hance](https://search.stillhousedata.com/person/688829) | VICE PRESIDENT AND DIRECTOR OF INTERNATIONAL RESEARCH | — |
| [Christopher Wolfgang Keller](https://search.stillhousedata.com/person/688830) | PRESIDENT | — |
| [Zachary David Weber](https://search.stillhousedata.com/person/688831) | CHIEF FINANCIAL OFFICER AND TREASURER | — |
| [Rana Jewel Wright](https://search.stillhousedata.com/person/688832) | CHIEF LEGAL AND ADMINISTRATIVE OFFICER, DIRECTOR OF GP | — |
| [Eric Si Yuan Liu](https://search.stillhousedata.com/person/688833) | VICE PRESIDENT | — |
| [Joseph Allessie](https://search.stillhousedata.com/person/688834) | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL AND SECRETARY; GENERAL COUNSEL AND SECRETARY | — |
| [Alex Earling Fitch](https://search.stillhousedata.com/person/688835) | VICE PRESIDENT AND DIRECTOR OF U.S.RESEARCH; VICE PRESIDENT AND DIRECTOR OF U.S. RESEARCH | — |
| [Young Rok Lee](https://search.stillhousedata.com/person/688836) | CHIEF OPERATING OFFICER | — |
| [HERRO DAVID GREGORY](https://search.stillhousedata.com/person/733980) | DEPUTY CHAIRMAN, CHIEF INVESTMENT OFFICER, INTERNATIONAL EQUITY, DIRECTOR OF GP; DIRECTOR OF GENERAL PARTNER; VICE PRESIDENT (+2 more) | — |
| [LEVY ROBERT MUSSER](https://search.stillhousedata.com/person/733981) | CHAIRMAN, CHIEF INVESTMENT OFFICER & DIRECTOR OF GP; CHAIRMAN, CHIEF INVESTMENT OFFICER, DOMESTIC EQUITY & DIRECTOR OF GP; CHAIRMAN, CHIEF INVESTMENT OFFICER, U.S. EQUITY & DIRECTOR OF GP (+2 more) | — |
| [RYLAND G NEAL](https://search.stillhousedata.com/person/733982) | DIRECTOR OF GENERAL PARTNER | — |
| [ROWSELL KRISTI LINEBURG](https://search.stillhousedata.com/person/733983) | PRESIDENT & DIRECTOR OF GP; PRESIDENT, TREASURER, CHIEF FINANCIAL OFFICER & DIRECTOR OF GP; SECRETARY, TREASURER, CHIEF FINANCIAL OFFICER (+1 more) | — |
| [VOSS PETER STUART](https://search.stillhousedata.com/person/733984) | DIRECTOR OF GENERAL PARTNER | — |
| [RAITT JOHN R](https://search.stillhousedata.com/person/733985) | CHIEF OPERATING OFFICER & DIRECTOR OF GP; PRESIDENT, CEO & DIRECTOR OF GP; VICE PRESIDENT | — |
| [REALI JANET LEE](https://search.stillhousedata.com/person/733986) | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, GENERAL COUNSEL & SECRETARY; VICE PRESIDENT, GENERAL COUNSEL & SECRETARY; VICE PRESIDENT, GENERAL COUNSEL & SECRETARY, DIRECTOR OF GP (+1 more) | — |
| [BELLMAN FLOYD JOSEPH](https://search.stillhousedata.com/person/733987) | VICE PRESIDENT | — |


## Disclosures (18)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2022-09-06 | regulatory | THE COMMODITY FUTURES TRADING COMMISSION ISSUED AN ORDER FILING AND SETTLING CHARGES AGAINST NATIXIS, A GLOBAL BANK AND SWAP DEALER, FOR FAILURE TO DILIGENTLY SUPERVISE TWO TRADERS ON THE BANK'S NEW YORK-BASED INTEREST RATE DERIVATIVES DESK (IRD DESK) AND ITS EQUITY DERIVATIVES FLOW AND SOLUTION TRA… | Final | $2.8M |
| 2019-06-26 | criminal | ON JUNE 24, 2021, NATIXIS SA ("NATIXIS"), THE FRENCH BANK THAT OWNS OUR PARENT COMPANY, WAS FOUND GUILTY BY A FRENCH CRIMINAL COURT (TRIBUNAL CORRECTIONNEL DE PARIS) OF COMMUNICATING MISLEADING INFORMATION TO THE PUBLIC, BASED ON LANGUAGE REGARDING NATIXIS' EXPOSURE TO THE SUB-PRIME CRISIS IN A 2007… | On Appeal | — |
| 2019-06-26 | criminal | ON JUNE 24, 2021, NATIXIS SA ("NATIXIS"), THE FRENCH BANK THAT OWNS OUR PARENT COMPANY, WAS FOUND GUILTY BY A FRENCH CRIMINAL COURT (TRIBUNAL CORRECTIONNEL DE PARIS) OF COMMUNICATING MISLEADING INFORMATION TO THE PUBLIC, BASED ON LANGUAGE REGARDING NATIXIS' EXPOSURE TO THE SUB-PRIME CRISIS IN A 2007… | Final | — |
| 2017-04-18 | regulatory | AN ENTITY IS REQUIRED TO FILE A NOTIFICATION WITH THE GERMAN FEDERAL FINANCIAL SUPERVISORY AUTHORITY ("BAFIN") WHEN THE ENTITY'S SHAREHOLDINGS OF A SECURITY (LISTED IN AN EEA COUNTRY AND HOME MEMBER STATE IS GERMANY) REACH, EXCEED OR FALL BELOW PRESCRIBED LIMITS. THE BAFIN ALLEGED THAT HARRIS' NOTIF… | Final | $63K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/106960/brochure
- Similar advisers: https://search.stillhousedata.com/firm/106960/similar
- Related entities: https://search.stillhousedata.com/firm/106960/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/106960

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.