# REGENCY INVESTMENT ADVISORS INC

REGENCY INVESTMENT ADVISORS INC of FRESNO, CA is an SEC-registered investment adviser.

## Registration

- CRD: 106990
- Type: SEC-registered investment adviser
- SEC file number: 801-44406
- Location: 1312 W HERNDON, SUITE 101, FRESNO, CA, 93711
- Phone: 559-438-2640
- Latest filing: 2026-03-12
- Regulatory AUM: $1.1B
- Discretionary AUM: $1.1B
- Non-discretionary AUM: $76.9M
- Clients: 15
- Accounts: 1,906

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions

## Officers, owners & control persons (30)

_Showing 25 of 30 people._

| Name | Role | Location |
| --- | --- | --- |
| Smith Lee Adam | DIRECTOR | Brooklyn, NY |
| Philip Daniel Ray | DIRECTOR & PRESIDENT; INDIRECT OWNER | — |
| Marci Lynne Deck | DIRECTOR/CHIEF COMPLIANCE OFFICER/CFO/SECRETARY; INDIRECT OWNER | — |
| Robert James Longatti | DIRECTOR | — |
| Christopher Louis Comstock | DIRECTOR / VICE PRESIDENT; INDIRECT OWNER | — |
| Judson Ray Myers | DIRECTOR / OWNER | — |
| Anthony Dominic Fazio | CHIEF EXECUTIVE OFFICER / DIRECTOR | — |
| Jeremy J Whitt | OWNER | — |
| Kelly Michelle Woesner | OWNER | — |
| Mark Louis Prendergast | DIRECTOR | — |
| RAY PHILIP DANIEL | DIRECTOR; DIRECTOR & PRESIDENT; DIRECTOR/PRESIDENT (+5 more) | — |
| DECK MARCI LYNNE | DIRECTOR/CHIEF COMPLIANCE OFFICER/CFO/SECRETARY; DIRECTOR/CHIEF COMPLIANCE OFFICER/SEC/CFO; INDIRECT OWNER (+1 more) | — |
| GUINN STEPHEN WARNER | DIRECTOR/VICE PRESIDENT; INDIRECT OWNER; OWNER (+2 more) | — |
| WONG CURTIS ROGER | DIRECTOR | — |
| LONGATTI ROBERT J | DIRECTOR; DIRECTOR/PRESIDENT | — |
| CHAPMAN CELIA A | DIRECTOR | — |
| PRENDERGAST MARK LOUIS | DIRECTOR | — |
| HODGES MARCI LYNNE | CHIEF COMPLIANCE OFFICER; SEC/CFO/COMPLIANCE OFFICER; SECRETARY/COMPLIANCE OFFICER | — |
| IKEDA G BUDDY | DIRECTOR | — |
| KUMPE MARCI LYNNE | DIRECTOR/SEC/CFO/COMPLIANCE OFFICER | — |
| HAWKER THOMAS TYLER | DIRECTOR | — |
| MCKINNEY DALE | CFO-TREASURER/DIRECTOR; DIRECTOR | — |
| COMSTOCK CHRISTOPHER LOUIS | DIRECTOR; DIRECTOR / VICE PRESIDENT; INDIRECT OWNER | — |
| MYERS JUDSON RAY | DIRECTOR / OWNER | — |
| Fazio Tony | CHIEF EXECUTIVE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/106990/brochure
- Similar advisers: https://search.stillhousedata.com/firm/106990/similar
- Related entities: https://search.stillhousedata.com/firm/106990/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/106990

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.