# TRAN CAPITAL MANAGEMENT, L.P.

TRAN CAPITAL MANAGEMENT, L.P. of SAN RAFAEL, CA is an SEC-registered investment adviser.

## Registration

- CRD: 107049
- Type: SEC-registered investment adviser
- SEC file number: 801-9747
- Location: 1000 4TH ST, SUITE 800, SAN RAFAEL, CA, 94901
- Phone: 415-461-3800
- Latest filing: 2026-02-23
- Regulatory AUM: $890.3M
- Discretionary AUM: $873.8M
- Non-discretionary AUM: $16.5M
- Clients: 7
- Accounts: 348

## Business model

- Compensation: % of AUM
- Clients served: High net worth, Pooled vehicles

## Officers, owners & control persons (25)

| Name | Role | Location |
| --- | --- | --- |
| Quoc Kinh Tran | CHAIRMAN AND CHIEF INVESTMENT OFFICER, MANAGING PARTNER; MANAGING PARTNER | — |
| Eric Arthur Winterhalter | MANAGING PARTNER; PRESIDENT AND CHIEF COMPLIANCE OFFICER, MANAGING PARTNER | — |
| Michael Im | PARTNER AND DIRECTOR OF RESEARCH | — |
| SILVERA DAVID DIBLEE | MANAGING MEMBER | — |
| BURKHART CHARLES B | MANAGER | — |
| SAUER MATTHEW FRANCIS | LIMITED PARTNER | — |
| WIATRAK LEON ADAM | GENERAL PARTNER | — |
| TARKENTON JAMES MICHAEL | LIMITED PARTNER | — |
| CHAPMAN SCOTT ANDREW | GENERAL/LIMITED PARTNER; LIMITED PARTNER; MANAGING MEMBER | — |
| LEACHMAN JUSTUS H | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER; CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER | — |
| TRAN QUOC KINH | CHAIRMAN AND CHIEF INVESTMENT OFFICER, MANAGING PARTNER; CHIEF INVESTMENT OFFICER AND MANAGING PARTNER; LIMITED PARTNER (+2 more) | — |
| BECKHAM RICHARD DANIEL | CHIEF OPERATING OFFICER | — |
| HORVATH ROBERT J | CHIEF COMPLIANCE OFFICER | — |
| WILLSON RYAN FAULK | CHIEF EXECUTIVE OFFICER; GENERAL PARTNER | — |
| SHEPHERD JOHN RICHARD | LIMITED PARTNER | — |
| LAVIN JENNIFER LEIGH | ASSIGNEE, ECONOMIC INTEREST; LIMITED PARTNER | — |
| VAN DER WAL KATHLEEN | CHIEF COMPLIANCE OFFICER | — |
| LATEEF KHATEEB AFSAR | GENERAL PARTNER | — |
| UNDERHILL ROLAND DENTON | GENERAL/LIMITED PARTNER | — |
| ZIMMERMAN DONALD IRVING | LIMITED PARTNER | — |
| YAMADA KOUJI | CHIEF INVESTMENT OFFICER OF GLOBAL EQUITY; PARTNER | — |
| EISENBARTH EMILY MARCH | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER; LIMITED PARTNER/CHIEF OPERATING OFFICER | — |
| WINTERHALTER ERIC ARTHUR | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, AND MANAGING PARTNER; COO/CFO/CCO AND MANAGING PARTNER (+4 more) | — |
| SLATE HEATHER NICOLE | CHIEF COMPLIANCE OFFICER | — |
| IM MICHAEL | DIRECTOR OF RESEARCH/ASSOCIATE PORTFOLIO MANAGER AND MANAGING PARTNER; DIRECTOR OF RESEARCH/ASSOCIATE PORTFOLIO MANAGER AND PARTNER; PARTNER AND DIRECTOR OF RESEARCH | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/107049/brochure
- Similar advisers: https://search.stillhousedata.com/firm/107049/similar
- Related entities: https://search.stillhousedata.com/firm/107049/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/107049

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.