# THE SWARTHMORE GROUP, INC.

THE SWARTHMORE GROUP, INC. of PHILADELPHIA, PA is an SEC-registered investment adviser.

## Registration

- CRD: 107056
- Type: SEC-registered investment adviser
- SEC file number: 801-58069
- Location: 1650 ARCH STREET, SUITE 2100, PHILADELPHIA, PA, 19103-2029
- Phone: 215-557-9300
- Latest filing: 2022-03-29
- Regulatory AUM: $1.5B
- Discretionary AUM: $1.5B
- Clients: 10
- Accounts: 45

## Officers, owners & control persons (9)

| Name | Role | Location |
| --- | --- | --- |
| CASELLAS GILBERT FRAN | DIRECTOR | — |
| NEVELS JAMES EDWIN | CHAIRMAN & CHIEF EXECUTIVE OFFICER; CHAIRMAN OF THE BOARD | — |
| MANDLE PAULA | CEO & CHIEF COMPLIANCE OFFICER; PRESIDENT & CEO; PRESIDENT & CEO & CHIEF COMPLIANCE OFFICER (+2 more) | — |
| LAMENT LEIGH DORAN | CHIEF COMPLIANCE OFFICER | — |
| BECKER GLENN EDWARD | EXECUTIVE VICE PRESIDENT; PRESIDENT; SHAREHOLDER | — |
| BRUNNER KURT WILLIAM | SHAREHOLDER | — |
| ROGOZINSKI MARK ANTHONY | CEO | — |
| MANHEIM JOSEPH PANCOAST | CHIEF INVESTMENT OFFICER | — |
| CARUSO DENISE M | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/107056/brochure
- Similar advisers: https://search.stillhousedata.com/firm/107056/similar
- Related entities: https://search.stillhousedata.com/firm/107056/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/107056

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.