# JAMES CAPITAL ALLIANCE INC

JAMES CAPITAL ALLIANCE INC of XENIA, OH is an SEC-registered investment adviser.

## Registration

- CRD: 107078
- Type: SEC-registered investment adviser
- SEC file number: 801-42655
- Location: 1349 FAIRGROUND ROAD, XENIA, OH, 45385-9514
- Phone: 937-429-7384
- Latest filing: 2021-03-16
- Regulatory AUM: $274.3M
- Discretionary AUM: $263.4M
- Non-discretionary AUM: $10.9M
- Clients: 7
- Accounts: 1,032

## Officers, owners & control persons (9)

| Name | Role | Location |
| --- | --- | --- |
| James Ray | CHIEF EXECUTIVE OFFICER, DIRECTOR; PRESIDENT, DIRECTOR | Lake Mary, FL |
| James D Ray | CHIEF EXECUTIVE OFFICER, DIRECTOR; PRESIDENT, DIRECTOR | Dallas, TX |
| James J Ray | CHIEF EXECUTIVE OFFICER, DIRECTOR; PRESIDENT, DIRECTOR | Jacksonville, FL |
| James C Ray | CHIEF EXECUTIVE OFFICER, DIRECTOR | Nashville, TN |
| MCGRAW MICHAEL JAMES | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, PRESIDENT; PRESIDENT (+1 more) | — |
| JAMES FRANCIS E | DIRECTOR | — |
| SHAW ANN | DIRECTOR, SECRETARY/TREASURER | — |
| SHAW-KREMER ANN MARIE | DIRECTOR, SECRETARY/TREASURER | — |
| OTT LESLEY DAWN | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/107078/brochure
- Similar advisers: https://search.stillhousedata.com/firm/107078/similar
- Related entities: https://search.stillhousedata.com/firm/107078/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/107078

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.