# INVESCO ASSET MANAGEMENT (JAPAN) LIMITED

INVESCO ASSET MANAGEMENT (JAPAN) LIMITED of TOKYO is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 107155
- Type: SEC-registered investment adviser
- SEC file number: 801-52601
- Location: 14TH FL, ROPPONGI HILLS MORI TOWER, 10-1, ROPPONGI 6-CHOME, MINATO-KU, TOKYO, 106-6114
- Phone: +81-3-6447-3000
- Latest filing: 2026-03-31
- Regulatory AUM: $76.1B
- Discretionary AUM: $76.0B
- Non-discretionary AUM: $31.9M
- Clients: 116
- Accounts: 190

## Business model

- Compensation: % of AUM, Fixed, Performance
- Clients served: High net worth, Pooled vehicles, Investment cos

## Officers, owners & control persons (29)

_Showing 25 of 29 people._

| Name | Role | Location |
| --- | --- | --- |
| Masakazu Hasegawa | STATUTORY AUDITOR | — |
| Jeremy Charles Simpson | DIRECTOR | — |
| Hideki Sato | CEO | — |
| Takashi Matsuo | DIRECTOR | — |
| Tadao Minaguchi | CIO | — |
| Shintaro Nonaka | CCO | TOKYO, M0 |
| Kaori Karai | DIRECTOR | — |
| Takuya Komine | CCO | TOKYO, M0 |
| ROGERS JOHN DAVIS | DIRECTOR | — |
| LO ANDREW TAK SHING | DIRECTOR | — |
| SIMPSON JEREMY CHARLES | DIRECTOR | — |
| SUGIO KUNIHIKO | DIRECTOR | — |
| NICHOLS DAVID WILLIAM | DIRECTOR | — |
| BENSON MICHAEL D'ARCY | DIRECTOR | — |
| PROUT ALEXANDER MAURICE | CEO; DIRECTOR | — |
| KAWAKAMI ATSUSHI | DIRECTOR | — |
| HASEGAWA MASAKAZU | DIRECTOR; DIRECTOR AND CHIEF COMPLIANCE OFFICER; STATUTORY AUDITOR | — |
| ARAHATA KAZUTAKA | CHIEF COMPLIANCE OFFICER | — |
| FUJINO TATEOMI | CHIEF COMPLIANCE OFFICER | — |
| KOGA NARABU | DIRECTOR | — |
| TOCHIKURA RYOSAKU | DIRECTOR | — |
| EBATA SHINICHI | DIRECTOR | — |
| INOUE KENICHI | DIRECTOR HEAD OF LEGAL & COMPLIANCE | — |
| SATO HIDEKI | CEO | — |
| OZAWA DAIJI | DIRECTOR | — |


## Disclosures (5)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2020-07-30 | regulatory | INVESCO LTD AND AIM INTERNATIONAL MUTUAL FUNDS FAILED TO SUBMIT VOTING RIGHTS NOTIFICATIONS TO BAFIN AND THE ISSUERS BY THE REQUIRED DEADLINE. BAFIN ISSUED A NOTICE OF HEARING ON JULY 30, 2020 TO INVESCO LTD ALLEGING THAT VIOLATIONS OF THE VOTING RIGHTS REQUIREMENTS OCCURED ON 26 OCCASSIONS RELATING… | Final | $310K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/107155/brochure
- Similar advisers: https://search.stillhousedata.com/firm/107155/similar
- Related entities: https://search.stillhousedata.com/firm/107155/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/107155

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.