# BIRINYI ASSOCIATES, INC.

BIRINYI ASSOCIATES, INC. of WESTPORT, CT is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 107169
- Type: SEC-registered investment adviser
- SEC file number: 801-37267
- Location: 59 WILTON ROAD, SECOND FLOOR, WESTPORT, CT, 06880
- Phone: 203-341-0833
- Latest filing: 2026-02-19
- Regulatory AUM: $471.7M
- Discretionary AUM: $469.9M
- Non-discretionary AUM: $1.7M
- Clients: 4
- Accounts: 164

## Business model

- Compensation: % of AUM, Hourly, Fixed, Subscription
- Clients served: High net worth, Pooled vehicles, Corporations

## Officers, owners & control persons (6)

| Name | Role | Location |
| --- | --- | --- |
| [Jeffrey Yale Rubin](https://search.stillhousedata.com/person/703443) | DIRECTOR OF RESEARCH; PRESIDENT, DIRECTOR OF RESEARCH, PORTFOLIO MANAGER, CHIEF COMPLIANCE OFFICER AND CHIEF INFORMATION OFFICER; PRESIDENT, PORTFOLIO MANAGER, CHIEF COMPLIANCE OFFICER AND CHIEF INFORMATION OFFICER | — |
| [Jennifer J Rubin](https://search.stillhousedata.com/person/703444) | TREASURER | — |
| [BIRINYI LASZLO](https://search.stillhousedata.com/person/739686) | PRESIDENT | — |
| [BIRINYI JILL COSTELLOE](https://search.stillhousedata.com/person/739687) | TREASURER | — |
| [RUBIN JEFFREY YALE](https://search.stillhousedata.com/person/739688) | DIRECTOR OF RESEARCH, PORTFOLIO MANAGER AND CHIEF COMPLIANCE OFFICER; DIRECTOR OF RESEARCH, PORTFOLIO MANAGER, CHIEF COMPLIANCE OFFICER AND CHIEF INFORMATION OFFICER; PRESIDENT, DIRECTOR OF RESEARCH, PORTFOLIO MANAGER, CHIEF COMPLIANCE OFFICER AND CHIEF INFORMATION OFFICER | — |
| [RUBIN RONALD J](https://search.stillhousedata.com/person/783636) | TREASURER | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2020-07-31 | regulatory | THE COMPANY AGREED TO A SETTLED ORDER WITH THE SECURITIES AND EXCHANGE COMMISSION (THE "SEC") IN WHICH THE COMPANY NEITHER ADMITTED NOR DENIED SEC ALLEGATIONS THAT THE COMPANY VIOLATED SECTION 206(2) AND RULE 206(4)-7 OF THE INVESTMENT ADVISERS ACT OF 1940. THE ENTIRE ORDER CAN BE FOUND AT HTTPS://W… | Final | $100K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/107169/brochure
- Similar advisers: https://search.stillhousedata.com/firm/107169/similar
- Related entities: https://search.stillhousedata.com/firm/107169/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/107169

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.