# RBC GLOBAL ASSET MANAGEMENT (U.S.) INC.

RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. of MINNEAPOLIS, MN is an SEC-registered investment adviser.

## Registration

- CRD: 107173
- Type: SEC-registered investment adviser
- SEC file number: 801-20303
- Location: 250 NICOLLET MALL, SUITE 1550, MINNEAPOLIS, MN, 55401-7585
- Phone: 612-376-7000
- Latest filing: 2026-05-21
- Regulatory AUM: $104.5B
- Discretionary AUM: $104.5B
- Clients: 212
- Accounts: 245

## Business model

- Compensation: % of AUM, Fixed, Performance
- Clients served: High net worth, Pooled vehicles, Charities, Investment cos, Other

## Officers, owners & control persons (53)

_Showing 25 of 53 people._

| Name | Role | Location |
| --- | --- | --- |
| DONALD ELIJAH SANYA | CHIEF EXECUTIVE OFFICER, DIRECTOR; DIRECTOR, CHIEF EXECUTIVE OFFICER | BOSTON, MA |
| BRANDON DANIEL LEW | PRESIDENT, CHIEF FINANCIAL OFFICER; PRESIDENT, DIRECTOR | MINNEAPOLIS, MN |
| JESSICA LYNN RAUSCH | CHIEF OPERATING OFFICER | MINNEAPOLIS, MN |
| Damon Grant Williams | DIRECTOR | — |
| Christina Marie Weber | CHIEF COMPLIANCE OFFICER | — |
| Wlodzimierz Andrzej Skiba | DIRECTOR | — |
| Vikesh Nemani | DIRECTOR | — |
| Biswajit Mukerji | DIRECTOR | — |
| Pan Gao | DIRECTOR | — |
| Byrn N Moonsammy | CHIEF FINANCIAL OFFICER | — |
| Yonette Beverly Chung-Mclean | DIRECTOR | — |
| MCCAIN CHARLES FREDERICK | COMPLIANCE MANAGER; DIRECTOR OF COMPLIANCE | — |
| GERSHEN RICHARD SCOTT | DIRECTOR | — |
| WEISER IRVING | DIRECTOR | — |
| TAFT JOHN GODFREY | DIRECTOR; DIRECTOR AND CEO | — |
| KERMEEN DEBORAH JOY | CFO; DIRECTOR AND CFO | — |
| MONTALBANO JOHN SALVATORE | DIRECTOR | — |
| LEE STEPHEN THOMAS | COO; DIRECTOR AND CEO; DIRECTOR AND COO (+2 more) | — |
| GORMAN KATHLEEN ADAIR | CHIEF COMPLIANCE OFFICER | — |
| COLLINS SHANNON JOSEPH | CFO; CFO & DIRECTOR | — |
| PRATT MARK DOUGLAS | CHIEF COMPLIANCE OFFICER | — |
| NELSON CHRISTOPHER ALLEN | CHIEF COMPLIANCE OFFICER | — |
| APPEL JOHN CHRISTOPHER | DIRECTOR | — |
| WILLIAMS DAMON GRANT | DIRECTOR | — |
| DECICCO STEVEN J | CFO AND TREASURER | — |


## Disclosures (36)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2023-11-02 | regulatory | FAILURE TO MAKE AND KEEP BOOKS, RECORDS, AND ACCOUNTS, WHICH, IN REASONABLE DETAIL, ACCURATELY AND FAIRLY REFLECT THE TRANSACTIONS AND DISPOSITIONS OF THE ASSETS OF THE ISSUER. FAILURE TO DEVISE AND MAINTAIN A SYSTEM OF INTERNAL ACCOUNT CONTROLS SUFFICIENT TO PROVIDE REASONABLE ASSURANCE THAT TRANSA… | Final | $6.0M |
| 2019-08-23 | regulatory | FAILURE TO HAVE SUFFICIENT SUPERVISION AND CONTROLS IN ITS FX TRADING BUSINESS. | Final | $10.3M |
| 2012-04-02 | civil | ROYAL BANK OF CANADA IS ALLEGED TO HAVE VIOLATED SECTION 4C(A) OF THE COMMODITY EXCHANGE ACT, AND COMMISSION REGULATION 1.38(A), BY KNOWINGLY ENTERING INTO PURCHASES AND SALES OF SINGLE STOCK FUTURES AND NARROW-BASED INDEX FUTURES CONTRACTS OPPOSITE ITS SUBSIDIARIES WITH THE EXPRESS OR IMPLIED UNDER… | Final | $35.0M |


## Private funds (14)

Mix: Other Private Fund 4 · Securitized Asset Fund 5 · Hedge Fund 5

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| EMERGING MARKETS EQUITY SERIES OF GLOBAL ASSET MANAGEMENT STRATEGIES, LLC | Other Private Fund | Delaware | 62 | $4.1B | $10.0M |
| GLOBAL FUNDS SPC - BLUEBAY TOTAL RETURN CREDIT SP | Hedge Fund | Cayman Islands | 6 | $466.7M | $100K |
| BBAM US CLO IV, LTD. | Securitized Asset Fund | Cayman Islands | 1 | $404.1M | $250K |
| BBAM US CLO III, LTD. | Securitized Asset Fund | Cayman Islands | 1 | $402.4M | $250K |
| BBAM US CLO I, LTD. | Securitized Asset Fund | Cayman Islands | 1 | $402.1M | $125K |
| BBAM US CLO V, LTD. | Securitized Asset Fund | Cayman Islands | 1 | $401.1M | $250K |
| INTERNATIONAL EQUITY FUND | Other Private Fund | Massachusetts | 21 | $324.8M | $3.0M |
| GLOBAL FUNDS SPC - BLUEBAY EMERGING MARKET CREDIT ALPHA SP | Hedge Fund | Cayman Islands | 1 | $297.2M | $100K |
| GLOBAL FUNDS SPC - BLUEBAY EMERGING MARKET BLENDED BOND SP | Hedge Fund | Cayman Islands | 2 | $216.8M | $100K |
| BLACK BEAR CAPITAL PARTNERS EMD LIMITED | Hedge Fund | Cayman Islands | 1 | $203.5M | $1.0M |
| GLOBAL EQUITY LEADERS SERIES OF GLOBAL ASSET MANAGEMENT STRATEGIES, LLC | Other Private Fund | Delaware | 3 | $126.8M | $10.0M |
| GLOBAL FUNDS SPC - BLUEBAY EMERGING MARKET LONG DURATION CREDIT FUND SP | Hedge Fund | Cayman Islands | 1 | $117.0M | $1.0M |
| FOSSIL FUEL FREE SERIES OF GLOBAL ASSET MANAGEMENT STRATEGIES, LLC | Other Private Fund | Delaware | 3 | $27.9M | $10.0M |
| BBAM US CLO II, LTD. | Securitized Asset Fund | Cayman Islands | 1 | $14.3M | $250K |


## Branch offices (3)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| STAMFORD | CT | 22 | 475-333-3036 |
| CHICAGO | IL | 4 | 312-857-9500 |
| BOSTON | MA | 0 | 617-722-4700 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/107173/brochure
- Similar advisers: https://search.stillhousedata.com/firm/107173/similar
- Related entities: https://search.stillhousedata.com/firm/107173/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/107173

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.